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1
Book / Working Paper 		Guardians of finance : making regulators work for us
Year:                     
c 2012
Person:  Barth, James R.; Caprio, Gerard; Levine, Ross
Publisher:  Cambridge, Mass. [u.a.] : MIT Press
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2
Book / Working Paper 		The stock market flash crash of 2010
Year:                     
c 2011
Publisher:  New York, NY : Nova Science Publ.
Affiliated person:  Peterson, Emma G.; Weber, Louise S.
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3
Article 		Creeping-In als neues Instrument des Erwerbs von Unternehmenskontrollrechten : taktische Meisterleistung oder unkalkulierbares Risiko?
Year:                     
2011
Person:  Koziol, Christian; Noe͏̈l, Pascal; Schweizer, Denis
Published in:  Zeitschrift für Betriebswirtschaft : ZfB ; 81
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4
Book / Working Paper 		Derivatives reform and regulation
Year:                     
c 2011
Publisher:  New York, NY : Nova Science Publ.
Affiliated person:  Lynch, Aidan B.
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5
Book / Working Paper 		Investor protection in light of the Dodd-Frank Act
Year:                     
c2011
Publisher:  New York, N.Y : Nova Science Publishers
Affiliated person:  Jensen, Caroline S.
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6
Book / Working Paper 		The new financial deal : understanding the Dodd-Frank Act and its (unintended) consequences
Year:                     
c 2011
Person:  Skeel, David A.
Publisher:  Hoboken, NJ : Wiley
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7
Book / Working Paper 		Reforming Wall Street
Year:                     
c 2011
Publisher:  Farmington Hills, Mich. : Greenhaven Press
Affiliated person:  Haugen, David M.; Musser, Susan
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8
Book / Working Paper 		Macroprudential approach to regulation : scope and issues
Year:                     
2011
Person:  Gopinath, Shyamala
Publisher:  Tokyo : Asian Development Bank Inst.
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9
Article 		Mechanismen der bisherigen Finanzmarktaufsicht und Verbesserungsmöglichkeiten
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10
Article 		The sleeping watch dog : aka the Securities and Exchange Commission
Year:                     
2011
Person:  Perri, Frank S.; Brody, Richard G.
Published in:  Journal of financial regulation and compliance : an international journal ; 19
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11
Book / Working Paper 		Regulation of securities, markets, and transactions : a guide to the new environment
Year:                     
2011
Person:  Collins, Patrick S.
Publisher:  Hoboken, NJ : Wiley
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12
Book / Working Paper 		Assessing China's top-down securities markets
Year:                     
2011
Person:  Allen, William T.; Shen, Han
Publisher:  Cambridge, Mass.
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13
Book / Working Paper 		Regulating Wall Street : the Dodd-Frank Act and the new architecture of global finance
Year:                     
c 2011
Publisher:  Hoboken, NJ : Wiley
Affiliated person:  Acharya, Viral V.; Cooley, Thomas F.; Richardson, Matthew; Walter, Ingo
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14
Book / Working Paper 		"Say on pay" and executive compensation issues
Year:                     
c 2011
Publisher:  New York, NY : Nova Science Publ.
Affiliated person:  Ramírez, Mariana S.
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15
Book / Working Paper 		Government's place in the market
Year:                     
c 2011
Person:  Spitzer, Eliot
Publisher:  Cambridge, Mass. [u.a.] : MIT Press
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16
Book / Working Paper 		Managing to the new regulatory reality : doing business under the Dodd-Frank Act
Year:                     
c 2011
Person:  Wilson, Gregory P.
Publisher:  Hoboken, NJ : Wiley
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17
Article 		Financial integration and prudential control segmentation : what kind of coordination does prudential policy need in the integrated Euro pean financial market?
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18
Article 		Reforming regulation and supervision in Europe : five missing lessons from the financial crisis
Year:                     
2010
Person:  Masciandaro, Donato
Published in:  Intereconomics : review of European economic policy ; 45
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19
Article 		Zastosowanie metody AHP do wyboru umiejscowienia nadzoru nad rynkiem finansowym
Year:                     
2010
Person:  Adamus, Wiktor; Łasak, Piotr
Published in:  Bank i kredyt ; 41
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20
Book / Working Paper 		Compliance im Finanzdienstleistungsbereich
Year:                     
2010
Publisher:  Wien : Bank-Verl.; Wien [u.a.] : Springer
Affiliated person:  Lucius, Otto
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21
Article 		Zu Grundsätzen ordnungsmäßiger Compliance
Year:                     
2010
Person:  Pachinger, Friedrich
Published in:  Compliance im Finanzdienstleistungsbereich
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22
Article 		Gesetzliche und aufsichtsrechtliche Anforderungen an Compliance
Year:                     
2010
Person:  Bauer, Barbara; Muther-Pradler, Katharina
Published in:  Compliance im Finanzdienstleistungsbereich
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23
Book / Working Paper 		Indian capital market and SEBI
Year:                     
2010
Person:  Pathak, Amit Kumar
Publisher:  New Delhi : Shree Publishers & Distributors
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24
Article 		Financial markets, regulation and financial crises
Year:                     
2010
Person:  Atiyas, Izak; Ersel, Hasan
Published in:  Staatliche Finanzmarktregulierung und Eigentumsschutz
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25
Article 		Die Finanzmarktaufsicht in der Krise
Year:                     
2010
Person:  Siekmann, Helmut
Published in:  Staatliche Finanzmarktregulierung und Eigentumsschutz
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26
Article 		Aufgaben und Ziele der Wertpapieraufsicht innerhalb der Finanzdienstleistungsaufsicht : Markttransparenz, Marktintegrität, Anlegerschutz
Year:                     
2010
Person:  Lausch, Hannelore
Published in:  30 Jahre Fachhochschule der Deutschen Bundesbank : Festschrift
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27
Article 		Multilaterale Handelssysteme und deren Beaufsichtigung
Year:                     
2010
Person:  Moericke, Jens
Published in:  Bankaufsichtsrecht : Entwicklungen und Perspektiven
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28
Book / Working Paper 		Financial supervision in a comparative perspective
Year:                     
2010
Person:  Poto, Margherita
Publisher:  Antwerp [u.a.] : Intersentia
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29
Book / Working Paper 		De la crise financière à la crise économique
Year:                     
2010
Publisher:  Paris : Banque de France
Institution:  Banque de France <Paris>
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30
Article 		US-Finanzmarktreform : die Ökonomie des Dodd-Frank Acts
Year:                     
2010
Person:  Kern, Steffen
Published in:  EU-Monitor : Beiträge zur europäischen Integration
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31
Book / Working Paper 		Marktaufsicht im Stromhandel
Year:                     
2010
Person:  Zylka, Wolf-Sebastian
Publisher:  Baden-Baden : Nomos
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32
Article 		Rechtsfolgen regulatorischer Mängel des Stromhandels
Year:                     
2010
Person:  Becker, Peter
Published in:  Wirtschaft und Wettbewerb : WuW ; Zeitschrift für deutsches und europäisches Wettbewerbsrecht ; 60
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33
Book / Working Paper 		Selling America short : the SEC and market contrarians in the age of absurdity
Year:                     
2010
Person:  Sauer, Richard C.
Publisher:  Hoboken, NJ : Wiley
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34
Book / Working Paper 		Madoff Ponzi scheme : SEC failure and why
Year:                     
c 2010
Publisher:  New York, NY : Nova Science Publ.
Affiliated person:  Turner, Russell B.
Institution:  United States / Securities and Exchange Commission / Office of Investigations
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35
Article 		Kapitalmarkttransparenz und Emissionsprospekte
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36
Book / Working Paper 		Institutionelle Finanzmarktaufsicht und Verbraucherschutz : eine vergleichende Untersuchung der Regelungssysteme in Deutschland, Italien, Schweden, dem Vereinigten Königreich und der Europäischen Gemeinschaft
Year:                     
2010
Publisher:  Baden-Baden : Nomos
Affiliated person:  Keßler, Jürgen; Micklitz, Hans-W.; Reich, Norbert; Calderai, Valentina; Purnhagen, Kai P.; Verbruggen, Paul
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37
Book / Working Paper 		Eine Aufsichtsbehörde für den europäischen Kapitalmarkt
Year:                     
2010
Person:  Lembke, Martin
Publisher:  Frankfurt a. M. [u.a.] : Lang
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38
Article 		Distribution of illiquid financial products : the case of Italy
Year:                     
2010
Person:  Polato, Maurizio; Floreani, Josanco
Published in:  Transition studies review ; 16
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39
Book / Working Paper 		Der Untersuchungsbeauftragte der FINMA als Instrument des Finanzmarktenforcements
Year:                     
2010
Person:  Terlinden, André
Publisher:  Zürich : Dike
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40
Article 		Das neue Aufgabenspektrum der Notenbanken nach der Finanzmarktkrise : sinnvolle Erweiterung oder Überforderung?
Year:                     
2010
Person:  Sell, Friedrich L.; Hartung, Thomas
Published in:  List-Forum für Wirtschafts- und Finanzpolitik ; 36
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41
Book / Working Paper 		Governing financial services in the European Union : banking, securities, and post-trading
Year:                     
2010
Person:  Quaglia, Lucia
Publisher:  London [u.a.] : Routledge
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42
Book / Working Paper 		Finanzderivate : Rechtshandbuch
Year:                     
2010
Publisher:  Baden-Baden : Nomos [u.a.]
Affiliated person:  Zerey, Jean Claude; Auerbach, Dirk
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43
Article 		The role of CESR in EU securities market law : from technical advisor to sectoral supervisor
Year:                     
2010
Person:  Herc, Edita Čulinovič; Filipović, Mihaela Braut
Published in:  Die offene Methode der Koordinierung in der Europäischen Union
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44
Article 		The Ontario Securities Commission on accounting and auditing from the 1960s to 2008 - part 1: 1960s to 1985
Year:                     
2010
Person:  Zeff, Stephen A.; Radcliffe, Vaughan S.
Published in:  Accounting perspectives : a journal of The Canadian Academic Accounting Association ; 9
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45
Article 		Die Ermittenten-Compliance-Verordnung 2007
Year:                     
2010
Person:  Ketzer, Manfred
Published in:  Compliance im Finanzdienstleistungsbereich
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46
Article 		Der Standard Compliance Code der österreichischen Wertpapierfirmen
Year:                     
2010
Person:  Zahradnik, Andreas; Brandl, Ernst
Published in:  Compliance im Finanzdienstleistungsbereich
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47
Article 		Leitfaden zur Anwendung der Wohlverhaltensregeln nach dem Wertpapieraufsichtsgesetz 2007 (WAG 2007) : WÖK-Leitfaden
Year:                     
2010
Person:  Graf, Eva; Lenhard, Karin
Published in:  Compliance im Finanzdienstleistungsbereich
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48
Article 		Compliance im Konzern
Year:                     
2010
Person:  Oppitz, Martin
Published in:  Compliance im Finanzdienstleistungsbereich
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49
Article 		Political economy of macro-prudential regulation in Korea
Year:                     
2010
Person:  Park, Chang-gyun
Published in:  Post-crisis regulatory reforms to secure financial stability : 2010 KDI international conference
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50
Book / Working Paper 		Bankaufsichtsrecht : Entwicklungen und Perspektiven
Year:                     
2010
Publisher:  Frankfurt am Main : Frankfurt School Verl.
Affiliated person:  Grieser, Simon G.; Heemann, Manfred
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