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  • Search: subject_exact:"Wertpapierrecht"
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Year of publication
Subject
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Wertpapierrecht 1,518 Securities law 1,114 Kapitalmarktrecht 308 Financial markets law 304 USA 274 United States 260 Finanzmarktregulierung 241 Financial market regulation 240 Financial supervision 233 Finanzmarktaufsicht 233 Deutschland 211 Vereinigte Staaten 179 Wertpapierhandel 175 Securities trading 168 Germany 140 Corporate disclosure 123 Unternehmenspublizität 123 Regulierung 121 Regulation 117 Law enforcement 96 Rechtsdurchsetzung 96 Wertpapier 90 EU-Staaten 80 EU countries 79 Welt 72 World 71 Civil litigation 65 Zivilprozess 65 Securities 64 Corporate Governance 63 Corporate governance 61 Gesellschaftsrecht 61 Corporate law 56 Finanzmarkt 56 Anlegerschutz 55 Börsenkurs 55 Financial market 55 Bankrecht 54 Share price 53 Übernahme 52
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Online availability
All
Free 347 Undetermined 186 CC license 6
Type of publication
All
Book / Working Paper 832 Article 673 Journal 13
Type of publication (narrower categories)
All
Article in journal 426 Aufsatz in Zeitschrift 426 Graue Literatur 129 Non-commercial literature 129 Hochschulschrift 75 Working Paper 74 Aufsatz im Buch 73 Book section 73 Arbeitspapier 71 Gesetz 43 Law 43 Thesis 32 Collection of articles of several authors 29 Sammelwerk 29 Amtsdruckschrift 25 Government document 25 Lehrbuch 16 Konferenzschrift 15 Aufsatzsammlung 11 Einführung 11 Bibliografie enthalten 7 Bibliography included 7 Quelle 7 Textbook 7 Conference paper 6 Conference proceedings 6 Konferenzbeitrag 6 Dissertation u.a. Prüfungsschriften 5 Kommentar 4 Glossar enthalten 3 Glossary included 3 Handbook 3 Handbuch 3 Mehrbändiges Werk 3 Mikroform 3 Multi-volume publication 3 Ratgeber 3 Systematic review 3 Übersichtsarbeit 3 Article 2
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Language
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English 967 German 282 Undetermined 226 French 9 Russian 8 Swedish 6 Italian 5 Spanish 5 Hungarian 3 Polish 3 Ukrainian 3 Dutch 2 Romanian 2 Finnish 1 Croatian 1 Indonesian 1 Norwegian 1 Portuguese 1 Turkish 1
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Author
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Steinberg, Marc I. 12 Stulz, René M. 10 Brox, Hans 9 Flint, George 9 Donelson, Dain C. 8 López-de-Silanes, Florencio 8 Greenstone, Michael 7 Bartels, Boris 6 Cumming, Douglas J. 6 Ernoult, Julien 6 Hueck, Alfred 6 Oyer, Paul E. 6 Shleifer, Andrei 6 Vissing-Jørgensen, Annette 6 Yust, Christopher G. 6 Grundfest, Joseph A. 5 La Porta, Rafael 5 Loss, Louis 5 Lowenfels, Lewis D. 5 Mahoney, Paul G. 5 Prigge, Stefan 5 Romano, Roberta 5 Anand, Anita 4 Binz, Oliver 4 Black, Bernard S. 4 Daouk, Hazem 4 Doty, Robert W. 4 Ferrell, Allen 4 Gande, Amar 4 Graham, John R. 4 Hazen, Thomas Lee 4 Hess, Patrick 4 Himelrick, Richard G. 4 Hornuf, Lars 4 Jackson, Howell E. 4 Klöhn, Lars 4 Mayer, Johann 4 Miller, Darius P. 4 Parrino, Richard J. 4 Prilmeier, Robert 4
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Institution
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Bundesverband Öffentlicher Banken Deutschlands 12 United States / Congress / House / Committee on Interstate and Foreign Commerce / Subcommittee on Commerce and Finance 8 National Bureau of Economic Research 6 U.S. Securities and Exchange Commission 6 USA / Securities and Exchange Commission 5 United States / Congress / Senate / Committee on the Judiciary / Subcommittee to Investigate the Administration of the Internal Security Act and Other Internal Security Laws 5 Deutschland <Bundesrepublik> / Bundesminister der Finanzen 3 Europäische Kommission 3 Securities and Exchange Commission 3 Universität zu Köln 3 Institut für Internationales Recht des Spar-, Giro- und Kreditwesens 2 Internationaler Währungsfonds / Monetary and Capital Markets Department 2 Practising Law Institute <New York, NY> 2 The Wharton Financial Institutions Center 2 USA / General Accounting Office 2 United States 2 Agricultural and Industrial Development Bank of Cuba 1 American Bar Association 1 American Bar Association / Committee on Federal Regulation of Securities 1 American Bar Association / Subcommittee on Annual Review 1 American Council on Public Affaires 1 American Enterprise Institute for Public Policy Research 1 American Law Institute 1 Australia / Parliament / Senate / Select Committee on the Corporations and Securities Industry Bill 1975 1 Australien / National Companies and Securities Commission 1 Australien / Parliament / Joint Select Committee on Corporations Legislation 1 BIAC 1 Bank Commissioner State of Connecticut 1 Bank für Internationalen Zahlungsausgleich / Committee on Payments and Market Infrastructures 1 Bundesverband Deutscher Investment-Gesellschaften 1 Chambre de commerce et d'industrie de Paris 1 Committee of Wise Men on the Regulation of European Securities Markets 1 Committee on Interstate and Foreign Commerce, House of Representatives 1 Consumer and Corporate Affairs 1 Costa Rica / Superintendencia General de Valores 1 DIRK - Deutscher Investor-Relations-Verband 1 Deutsch-Brasilianische Juristenvereinigung 1 Deutsche Börse AG 1 Deutsches Aktieninstitut 1 Dike Verlag 1
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Published in...
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The journal of investment compliance 98 The business lawyer 33 Journal of comparative corporate law and securities regulation 17 Journal of accounting & economics 11 Grundrisse des Rechts 9 Journal of financial economics 9 International review of law and economics 8 Journal of securities operations & custody 8 Municipal finance journal : the state and local financing and municipal securities advisor 8 Rock Center for Corporate Governance at Stanford University working paper series 8 Untersuchungen über das Spar-, Giro- und Kreditwesen / B 8 Columbia law review 7 International banking and finance law series 7 Journal of accounting research 7 Journal of comparative business and capital market law 7 The journal of corporate accounting & finance 7 Bank-Archiv : Zeitschrift für das gesamte Bank- und Börsenwesen : journal of banking and financial research 6 Europäische Hochschulschriften 6 Finance research letters 6 NBER working paper series 6 Northwestern journal of international law & business 6 Serial 6 The University of Chicago law review 6 Zeitschrift für Bank- und Kapitalmarktrecht : BKR 6 Zeitschrift für das gesamte Handelsrecht und Wirtschaftsrecht : ZHR 6 Contemporary accounting research : the journal of the Canadian Academic Accounting Association 5 Corporate law and practice / Course handbook series 5 Discussion paper / Centre for Economic Policy Research 5 Journal of international business law 5 Journal of international economic law 5 Kom / Kommission der Europäischen Gemeinschaften 5 MiFID-Kompendium : praktischer Leitfaden für Finanzdienstleister 5 Modern financial techniques, derivatives and law 5 Review of accounting studies 5 SpringerLink / Bücher 5 The Harvard John M. Olin discussion paper series 5 The accounting review : a publication of the American Accounting Association 5 The journal of corporate finance : contracting, governance and organization 5 Vanderbilt law review 5 Virginia law review 5
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Source
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ECONIS (ZBW) 1,487 USB Cologne (EcoSocSci) 23 EconStor 6 OLC EcoSci 2
Showing 1 - 50 of 1,518
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Brief of Professor Joseph A. Grundfest as amicus curiae in support of petitioner
Grundfest, Joseph A. - 2024
Persistent link: https://www.econbiz.de, ebvufind01.dmz1.zbw.eu/10015100822
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Legal liability, institutional environment and audit pricing : insights from China's securities law revision
Zhang, Lu; Balia, Sophee Sulong Bin - In: International journal of economics and financial issues … 14 (2024) 6, pp. 46-54
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Coping strategy of independent directors for job-fulfillment risk under different ownership types and enforced legal environments
Xin, Yu; Xin, Ying; Huang, Xinyi; Xu, Liping - In: China journal of accounting research : CJAR 17 (2024) 4, pp. 1-31
Ownership type, legal system evolution and their interaction significantly affect the incentives and behaviors of independent directors. We use the 2019 Securities Law revision as an exogenous shock to examine how state-owned enterprises (SOEs) versus non-SOEs and their independent directors...
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Revisiting the stock market reactions to the private securities litigation against informational misconducts in China
Xu, Wenming; Wu, Zhicheng; Cai, Jianjun - In: International review of economics & finance : IREF 95 (2024), pp. 1-20
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The effect of securities litigation risk on firm value and disclosure
Donelson, Dain C.; Hutzler, Christian M.; Monsen, Brian R. - In: Contemporary accounting research : the journal of the … 41 (2024) 3, pp. 1785-1818
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The rise of private equity continuation funds
Kastiel, Kobi; Nili, Yaron - 2024 - Draft November 2023
This Article provides the first comprehensive examination of an emerging practice within the private equity sector-continuation funds. Continuation funds break from the traditional private equity model by allowing sponsors to hold on to assets beyond the typical fund term and, instead of selling...
Persistent link: https://www.econbiz.de, ebvufind01.dmz1.zbw.eu/10014456371
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Detecting DeFi securities violations from token smart contract code
Trozze, Arianna; Kleinberg, Bennett; Davies, Toby - In: Financial innovation : FIN 10 (2024), pp. 1-35
Decentralized Finance (DeFi) is a system of fnancial products and services built and delivered through smart contracts on various blockchains. In recent years, DeFi has gained popularity and market capitalization. However, it has also been connected to crime, particularly various types of...
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The concept of financial instruments : drawing the Borderline between MiFID and MiCAR
Lehmann, Matthias; Schinerl, Fabian - 2024
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Reforming private securities litigation in China : does private enforcement by minority shareholders matter to corporate fraud?
Li, Lu; Zheng, Gaoping; Zhong, Angel - In: Finance research letters 64 (2024), pp. 1-12
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Quantifying the significance of circuit splits in petitions for certiorari : the case of securities fraud litigation
Grundfest, Joseph A. - 2024
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Kryptoaktien : Erweiterung des eWpG durch das Zukunftsfinanzierungsgesetz
Möslein, Florian (ed.); Omlor, Sebastian (ed.) - 2024
Der Sammelband enthält die Schriftfassung der Vorträge zur Tagung »Elektronische Aktien«, die anlässlich des Gesetzgebungsverfahrens zum Zukunftsfinanzierungsgesetz am 15. Mai 2023 in der Hessischen Landesvertretung in Berlin stattfand.
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The Most Important Decision in Federal Securities Law - Texas Gulf Sulphur
Steinberg, Marc I. - 2023
Although decided 55 years ago, the Second Circuit’s decision in Texas Gulf Sulphur may be viewed as the most important case under the U.S. securities laws. The decision addressed several landmark issues, including insider trading, company disclosure obligations, and the concept of materiality....
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Climate Disclosure Line-Drawing & Securities Regulation
Harper Ho, Virginia E. - 2023
The SEC’s efforts to standardize climate disclosure have revealed deep divides among the public and among corporate and securities law scholars about the proper scope and goals of climate disclosure reform. This controversy comes at a time when investor demand for ESG investment products is...
Persistent link: https://www.econbiz.de, ebvufind01.dmz1.zbw.eu/10014262022
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The SEC Proposed Cybersecurity Infrastructure Rules and New Disclosure Requirements
Newman, Neal; Trautman, Lawrence J.; Elzweig, Brian - 2023
In addition to regulation of securities market issuers, the Securities & Exchange Commission (SEC) is also responsible for regulation of those entities that provide the networks, either electronic or physical, that enable the functioning of our securities markets. On February 9, 2022, the...
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Do the Securities Laws Actually Protect Investors? Lessons from SPACs
Corrigan, Patrick M. - 2023
Issuer choice proposals argue against mandatory securities regulation because market competition alone purportedly constrains exploitation of public investors in primary offerings. Other legal scholars support a mandatory regime. To date, empirical studies have been unable to resolve whether the...
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Whither the Event Study in Security Litigation?
Villanueva, Miguel - 2023
Of the eight Cammer-Krogman factors, only the empirical factor (an event study) is sufficient to determine cause and effect between new information and stock price reaction, a corollary of market efficiency, and a pre-requisite to certify a class in security litigation; but it is not necessary...
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Special representative actions, the insurance value of audits, and investor protection : an empirical study based on the ruling against Kangmei Pharmaceutical Co. Ltd
Yang, Daoguang; Han, Hongling; Mao, Yidan; Liu, Siyi - In: China journal of accounting studies 11 (2023) 3, pp. 516-542
The ruling against the Kangmei Pharmaceutical Co., Ltd’s financial fraud was the first special representative action under China’s new Securities Law, serving as a milestone in investor protection in China. Exploiting the natural experiment provided by the ruling, we empirically test the...
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The impact of legal nihilism on the Russian Federation security
Mrozek, Jacek Janusz; Soboń, Andrzej; Gawliczek, Piotr - 2023
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The SEC’s Use of Voluntary Disclosure for the Oversight of Mandatory Disclosure
Li, Kai; Rogo, Rafael; Tian, Xiaoli (Shaolee); Zhang, Ray - 2023
One key challenge of regulatory oversight is information asymmetry between the regulator and the regulated. We investigate this issue through a unique setting in which the SEC uses firms’ voluntary disclosures to bridge the information gap during their periodic reviews of mandatory...
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Crypto Securities : On the Risks of Investments in Blockchain Based Assets and the Dilemmas of Securities Regulation
Azgad-Tromer, Shlomit - 2023
Recent declarations and investigations by the Securities and Exchange Commission suggest that blockchain-based assets are potentially subject to regulation as securities under the Securities Act. This Article presents a systematic analysis of the risks and embedded costs of investments in...
Persistent link: https://www.econbiz.de, ebvufind01.dmz1.zbw.eu/10014354262
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Why do firms down-list or exit from securities markets? : evidence from the German Stock Exchange
Bessler, Wolfgang; Beyenbach, Johannes Ottmar; Rapp, … - In: Review of managerial science : RMS 17 (2023) 4, pp. 1175-1211
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Does cybersecurity regulation promote digital transformation? : evidence from the Cyber Security Law in China
Jin, Xianglan; Cui, Huizhu; Liu, Fengwei; Hu, Ziqiang; … - In: Finance research letters 76 (2025), pp. 1-9
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The effect of the federal judicial system on public enforcement : evidence from SEC enforcement actions
Jia, Yanrong - In: Journal of accounting research 63 (2025) 1, pp. 503-541
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Auditor political connections and SEC oversight
Krishnan, Jagan; Li, Meng; Park, Hyun Jong - In: Contemporary accounting research : the journal of the … 42 (2025) 1, pp. 217-246
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Does corporate philanthropy provide insurance value? : evidence from the securities law revision in China
Liu, Yijun; Nguyen, Trung; Xu, Rong; Lien, Da-hsiang Donald - In: Pacific-Basin finance journal 91 (2025), pp. 1-28
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The new Securities Law, information disclosure quality and corporate innovation
Zhang, Xiaoping; Zheng, Peng; Fu, Yuhan - In: Finance research letters 80 (2025), pp. 1-7
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Uncertain regulations, definite impacts : the impact of the US securities and exchange commission's regulatory interventions on crypto assets
Saggu, Aman; Ante, Lennart; Kopiec, Kaja - In: Finance research letters 72 (2025), pp. 1-13
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The Information Content of Corporate Earnings : Evidence from the Securities Exchange Act of 1934
Binz, Oliver; Graham, John R. - National Bureau of Economic Research - 2022
We examine whether the Securities Exchange Act of 1934 increased the information content of corporate earnings disclosures. Prior research questions whether the Act improved disclosure quality but generally relies on long-window tests and yields mixed results. We focus on whether the Act...
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The SEC’s Climate Disclosure Proposal : Critiquing the Critics
Georgiev, George S. - 2022
The SEC released its long-awaited Climate Disclosure Proposal on March 21, 2022. The Proposal is expansive, the stakes are high, and, predictably, various critical arguments are being advanced in preparation for a potential court challenge. A close review of the Proposal, however, suggests that...
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To Call a Donkey a Racehorse — The Fiduciary Duty Misnomer in Corporate and Securities Law
Steinberg, Marc I. - 2022
A recurrent theme in corporate law is the presence of directors and officers owing fiduciary duties of care and loyalty to the respective companies they serve. Although not as visible in the securities law setting, concepts of fiduciary duty-like obligations arise with some frequency. While the...
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Initial Coin Offerings and Extraterritorial Application of U.S. Securities Laws
Zhao, Freya (Fangheng) - 2022
Cryptocurrency transactions have grown exponentially since Satoshi Nakamoto published the Bitcoin White Paper on Halloween 2008. As of November 2021, the cryptocurrency market has transformed into an ecosystem with 14,710 tokens and $2.6 trillion market capitalization. The rise of initial coin...
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Securities Litigation Event Studies in the COVID Volatility Regime
Feinstein, Steven Phillip; Villanueva, Miguel - 2022
Event studies play a central role in class action securities fraud litigation. Event studies are used to assess market efficiency, price impact, loss causation, and damages, all of which are essential elements of a securities fraud claim. However, a substantial increase in market-wide...
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The Securities Law Disclosure Conundrum for Publicly Traded Litigation Finance Companies
Weber, Robert F. - 2022
The article examines a peculiar legal dilemma—implicating securities law, legal ethics, and evidence law—that arises when litigation finance companies (LFCs) become public companies. LFCs provide funding to litigants and law firms for prosecuting lawsuits in exchange for a share of the...
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SEC Rule 14a-8 Shareholder Proposals : No-Action Requests, Determinants, and the Role of SEC Staff
Burke, Gregory - 2022
Under SEC Rule 14a-8, shareholders have the right to petition management to include a topic for vote on the annual proxy statement. In response, management may request no-action relief from the Securities and Exchange Commission (SEC) staff to exclude unwelcome proposals. Using a sample of 3,040...
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Security token offerings
Lambert, Thomas; Liebau, Daniel; Roosenboom, Peter - In: Small business economics : an international journal 59 (2022) 1, pp. 299-325
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The Securities and Exchange Commission’s Rule on Issuance, Offering Platforms and Custody of Digital Assets
2022
A cryptocurrency is a digital currency created and designed to work as a medium of exchange through a computer network that does not depend on any central authority, such as government or bank, to uphold or maintain it. As a result of this, government around the world, regulatory agencies,...
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Comment Letter on SEC Climate Disclosure Proposal by 22 Law and Finance Professors
Cunningham, Lawrence A. - 2022
This comment letter, by a group of 22 professors of law and finance, expresses concern that the SEC’s recent proposal to impose extensive mandatory climate-related disclosure rules on public companies (the “Proposal”) exceeds the SEC’s authority. In addition, rather than provide...
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Comment Letter of Securities Law Scholars on the SEC’s Authority to Pursue Climate-Related Disclosure
Fisch, Jill E.; Georgiev, George S.; Nagy, Donna M.; … - 2022
This Comment Letter, signed by 30 securities law scholars, responds to the SEC’s request for comment on its March 2022 proposed rules for the “Enhancement and Standardization of Climate-Related Disclosures for Investors” (the “Proposal”). The letter focuses on a single...
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Comment Letter on SEC Climate Disclosure Proposal by 22 Law and Finance Professors
Cunningham, Lawrence A. - 2022
This comment letter, by a group of 22 professors of law and finance, expresses concern that the SEC’s recent proposal to impose extensive mandatory climate-related disclosure rules on public companies (the “Proposal”) exceeds the SEC’s authority. In addition, rather than provide...
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What ESG-Related Disclosures Should the SEC Mandate?
Karpoff, Jonathan M.; Litan, Robert E.; Schrand, Catherine - 2022
As the U.S. Securities and Exchange Commission considers appropriate “ESG” disclosure mandates, the Financial Economist’s Roundtable contributes to the debate with a statement summarizing its policy discussion. The FER believes financial regulators should limit mandates to matters that...
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The SEC's Misguided Climate Disclosure Rule Proposal
Cunningham, Lawrence A.; Bainbridge, Stephen M.; Berk, … - 2022
The following article adapts and consolidates two comment letters submitted last spring by a group of twenty-two professors of finance and law on the SEC’s proposed climate change disclosure rules. The professors reiterate their recommendation that the SEC withdraw its proposal as legally...
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Making Sense of ESG with the SEC
Madden, Thomas M.; Berger-Walliser, Gerlinde - 2022
To debate at present whether public corporation Environmental, Social, and Governance (ESG) reporting is important or necessary or whether it should be mandatory rather than voluntary is to engage with a past to which we cannot return. Our global climate crisis is real and intensifying, and for...
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High-End Securities Regulation
Clayton, William W. - 2022
The SEC has long taken a hands-off approach to private markets. Instead of direct regulation, the SEC has used investor access restrictions to create high-end contracting environments where investors (in theory) have the resources needed to fend for themselves. But in early 2022, this hands-off...
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Enforcement of Securities Laws in India : An Empirical Overview
Damle, Devendra; Zaveri, Bhargavi - 2022
The Securities and Exchange of Board of India (SEBI) is one of the most powerful regulators in India. As the regulator of one of the world's largest capital markets, it has a range of enforcement tools at its disposal, such as the imposition of monetary penalties, ordering the disgorgement of...
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Cross-border enforcement of securities laws and dividend payouts
Chen, Xiaoqi - 2022
Following the September 11, 2001 attacks, numerous countries signed a special nonbinding arrangement to enhance cross-border enforcement of securities laws. This agreement is the Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information...
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Beyond Color-Blind National Security Law
Gathii, James Thuo - 2022
Unlike much of mainstream national security law scholarship, this chapter shows how critical approaches to national security law, especially by African Americans and Third World intellectuals, make the case that foreign affairs, colonialism, imperialism and race are closely and intimately...
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Regulation by Enforcement : Problems with the SEC's Approach to Cryptoasset Regulation
Goforth, Carol R. - 2022
In order to explain how the SEC has, in effect, been regulating by enforcement and to illustrate the problems with this approach while advocating for a legislative response, this article is divided into five parts (and a conclusion). Part one of this article offers a brief and high-level...
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The SEC’s Costly Power Grab : The Securities and Exchange Commission’s Climate Disclosure Risk Proposal Threatens an End-Run around Congress on Climate Policy
Morrison, Richard - 2022
In March 2022 the U.S. Securities and Exchange Commission (SEC) published a notice of proposed rulemaking titled “The Enhancement and Standardization of Climate-Related Disclosures for Investors” that would require public companies to make detailed public disclosures of their energy use and...
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The role of law enforcement agencies in ensuring national and economic security of Ukraine
Nikitin, Anatolii; Vdovychenko, Oleksii; Beschastnyy, Victor - In: Baltic Journal of Economic Studies 8 (2022) 4, pp. 110-116
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Are there trade-offs with mandating timely disclosure of cybersecurity incidents? : evidence from state-level data breach disclosure laws
Ashraf, Musaib; Jiang, John Xuefeng; Wang, Isabel Yanyan - In: The Journal of finance and data science : JFDS 8 (2022), pp. 202-213
On March 23, 2022, the SEC proposed that firms publicly disclose their cybersecurity incidents within four days of discovery. In the U.S., state-level data breach disclosure laws require firms to disclose the occurrence of a data breach, with some mandating disclosure within a deadline while...
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