ARTICLES - Personal Financial Planning - SEC JURISDICTION OVER INVESTMENT ADVICE - CPAs who advise their clients on investment products and services may need to register with the SEC or a state agency. This article offers some guidance on what kind of activity will -- And will not -- Trigger the need to register.
| Year of publication: |
2001
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| Authors: | Carroll, Brian |
| Published in: |
Journal of accountancy : publication of the American Institute of Certified Public Accountants. - Jersey City, NJ : Inst., ISSN 0021-8448, ZDB-ID 2193590. - Vol. 192.2001, 2, p. 32-36
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