• 1. Executive Summary
  • 2. Introduction
  • (a) Mandate
  • (b) Approach
  • 3. Background to the Core Principles
  • 4. Subsequent Evolution
  • 5. Basis of the Comparison
  • 6. Relevant Characteristics of the Three Sectors
  • (a) Banking
  • (b) Insurance
  • (c) Securities
  • 7. Analysis of Common Principles and Differences based on the Matrix
  • (a) Pre-conditions
  • (b) The Supervisory System
  • (c) The Supervised Entity
  • (d) Ongoing Supervision
  • (e) Prudential Standards
  • (f) Markets and Customers
  • 8. Observations and Conclusions
  • 9. Options for Further Work
  • A. Content of existing core principles
  • B. Cross-sector interface
  • C. Presentation
  • 10. Future Evolution
  • Appendix A: Membership of the Working Group
  • Appendix B: Comparison Chart