Germany; Report on the Observance of Standards and Codes (ROSC)

This paper presents the report on observance of standards and codes (ROSC) for the financial sector prepared in connection with the financial sector assessment program (FSAP). The FSAP covers the Basel Core Principles for effective banking, the International Association of Insurance Supervisors (IAIS) principles for regulation, the International Organization of Securities Commissions (IOSCO) Objectives and Principles of Securities Regulation, the Committee on Payment and Settlement Systems (CPSS), and IOSCO Recommendations for Central Counterparts. Germanyâ€™s essential solid institutional frameworks for macroeconomic policies are also overviewed.

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Year of publication:	2011-07-12
Institutions:	International Monetary Fund (IMF) ; International Monetary Fund
Subject:	Bank supervision \| Banking sector \| Basel Core Principles \| Reports on the Observance of Standards and Codes \| Securities regulations \| risk management \| supervisory authorities \| supervisory framework \| market participants \| banking supervision \| securities markets \| reporting requirements \| iosco principles \| risk profile \| internal controls \| capital requirements \| supervisory authority \| enforcement powers \| foreign regulators \| securities regulation \| legal framework \| market intermediaries \| supervisory approach \| accounting standards \| risk management practices \| financial reporting \| collective investment schemes \| insurance supervision \| competent authorities \| insurance regulation \| risk management process \| insurance supervisors \| liquidity risk management \| credit risk \| policyholders \| reinsurance \| money laundering \| securities transactions \| accounting framework \| market infrastructure \| mutual evaluation \| credit risks \| insider trading \| collective investment scheme \| international standards \| risk profiles \| supervisory system \| supervisory process \| regulatory requirements \| reporting obligations \| market manipulation \| accounting rules \| regulatory environment \| risk management system \| due diligence \| share information \| consumer protection \| prudential regulation \| foreign counterparts \| risk assessment \| market risk \| internal organization \| life insurers \| supervisory practice \| reinsurance companies \| risk model \| insurance intermediaries \| risk assessments \| regulatory frameworks \| market intermediary \| insurance companies \| market transparency \| credit facility \| risk of loss \| health insurers \| exchange information \| payment systems \| primary insurer \| financial systems \| funds transfers \| risk categories \| risk management procedures \| self regulatory organization \| terrorist financing \| contingency planning \| criminal investigation \| settlement systems \| credit ratings \| compliance program \| assessment methodology \| supervisory systems \| regulatory authorities \| prudential supervision \| investment products \| insurance supervisory principles \| supervisory principles \| deposit insurance \| actuarial assumptions \| securities regulators \| internal audit \| adequate powers \| securities industry \| internal policies \| banking supervisors \| market ? transparency

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Extent:	application/pdf
Series:	IMF Staff Country Reports.
Type of publication:	Book / Working Paper
Notes:	The text is part of a series IMF Staff Country Reports Number 11/170 5 pages long
Source:	RePEc - Research Papers in Economics

Persistent link: https://www.econbiz.de/10011245457