Recent regulatory developments provide some clarifications regarding the market access rule for broker-dealers
Bruce H. Newman, Elizabeth Mitchell, Stephanie R. Nicolas, Andre Owens and Ashley E. Bashur
| Year of publication: |
2014
|
|---|---|
| Authors: | Newman, Bruce H. ; Mitchell, Elizabeth ; Nicolas, Stephanie R. ; Owens, Andre ; Bashur, Ashley E. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 3, p. 10-19
|
| Subject: | USA | Securities and Exchange Commission (SEC) | Broker-dealer | High frequency trading | Market access | Rule 15c3-5 | United States | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation | Regulierung | Regulation | Markteintritt | Market entry |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10010428122