Russian Federation; Targeted Detailed Assessment of Observance of Basel Core Principles for Effective Banking Supervision

This paper focuses on targeted detailed assessment of observance of the Basel Core Principles for effective banking supervision. The selection of the principles to be reassessed was made by the mission team based on an analysis of the risks and vulnerabilities of the Russian Federation. It was revealed that the Central Bank of Russia (CBR) Law does not establish requirements for banks to seek prior CBR approval when making domestic investments in nonbank financial institutions.

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Year of publication:	2011-11-29
Institutions:	International Monetary Fund (IMF) ; International Monetary Fund
Subject:	Bank supervision \| Banking sector \| Basel Core Principles \| Credit risk \| Reports on the Observance of Standards and Codes \| Risk management \| banking \| internal control \| internal audit \| banking supervision \| capital adequacy \| internal controls \| deposit insurance \| licensing authority \| risk profile \| banking system \| consolidated supervision \| audit function \| banking operations \| supervisory authority \| foreign banks \| bank holding \| money laundering \| risk management systems \| banking license \| foreign exchange \| external auditor \| bank law \| bank licensing \| financial soundness \| internal policies \| criminal activities \| legal entities \| holding company \| internal control systems \| bank risks \| banking activities \| internal procedures \| capital adequacy ratio \| information exchange \| loan loss provision \| supervisory authorities \| banking supervisors \| bank risk \| bank management \| bank holding companies \| subordinated debt \| reporting requirements \| accounting standards \| bank staff \| regulatory authority \| supervisory framework \| credit risk management \| credit policy \| compliance officer \| foreign regulatory \| due diligence \| foreign authorities \| shell banks \| banking regulation \| licensing process \| legal entity \| banking supervisor \| reporting forms \| financial intelligence unit \| banking risks \| banking risk \| good faith \| licensing requirements \| money laundering activities \| insurance law \| bank directors \| compliance function \| bank holding company \| financial strength \| suspicious transactions \| bank inspections \| accrual accounting \| criminal record \| banking institutions \| international standards \| bankrupt \| banking risk management \| bank credit \| supervisory responsibilities \| banking industry \| bank inspection \| banking transactions \| supervisory practice \| financial supervision \| supervisory process \| enforcement powers \| supervisory regime \| banking products \| regulatory requirements \| banking law \| financial operations \| terrorist finance \| asset classification \| securities activities \| banking regulations \| risk accounts \| reputational risk \| interbank market \| exchange information \| technical resources \| supervisory body \| competent authorities \| business relationships \| foreign branches \| cash transactions \| economic condition \| international cooperation \| bank investments \| criminal activity \| suspicious activities \| bank reporting \| bank officers \| customer identification \| payment system \| bankrupt banks \| false information \| bankers \| correspondent bank \| supervisory agencies \| foreign counterparts \| external auditing \| laundering activities \| cash accounting \| bank records \| bank personnel \| banking services \| beneficial owners \| banking supervision framework \| regulatory judgments \| bank supervisory authorities \| banking secrecy \| bank customers \| financial risk \| off balance sheet \| combating money laundering \| national bank \| loan classification \| supervisory standards \| banking laws \| criminal purposes \| bank groups \| information exchange arrangements \| banks ? balance sheets \| capital base \| bank board \| bank governance \| secrecy laws \| assessment procedures \| deposit insurance scheme \| assessment process \| banking business \| banking statistics \| bank client \| bankruptcy claim \| capital planning \| bank exposures \| bank failure \| banking system assets \| bank ? capital \| transferring funds \| liability management \| auditing practices \| suspicious activity \| bank guarantees \| banking authorities \| internal management information \| supervisory approach \| adequate enforcement powers \| prudential supervision \| problem bank \| management information system \| supervisory boards \| return on equity \| settlement systems \| bank subsidiary \| banking practices \| judicial authorities \| combating money \| criminal acts \| precious metals \| criminal prosecution \| supervisory regimes \| bank statements \| cash transaction \| bank group \| know your customer \| illegal activities \| banking transaction \| liquidity ratio \| bank capital \| professional secrecy \| bank safety \| risk management procedures \| combat money laundering \| capital expenditure \| assessing compliance \| bank accounts \| transaction reporting \| bank borrowers \| prudential purposes \| bankers ? association \| internal risk management guidelines \| financial sector supervisors \| beneficial ownership \| bank holdings \| connected ? lending \| supervisory agency \| risk categories \| market participants \| risk management practices \| bank account \| international accounting standards

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Extent:	application/pdf
Series:	IMF Staff Country Reports.
Type of publication:	Book / Working Paper
Notes:	The text is part of a series IMF Staff Country Reports Number 11/336 10 pages long
Source:	RePEc - Research Papers in Economics

Persistent link: https://www.econbiz.de/10011245557