SEC fines alternative mutual fund adviser for improper handling of fund assets
Year of publication: |
2015
|
---|---|
Authors: | McGrath, Michael R. ; Man, Pablo J. |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 16.2015, 2, p. 35-37
|
Subject: | Swaps | Alternative mutual funds | Alternative strategies | Custody rule | OCIE examination priorities | SEC enforcement | Investmentfonds | Investment Fund | Finanzmarktaufsicht | Financial supervision | Portfolio-Management | Portfolio selection | Kapitalanlage | Financial investment |
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