SEC target investment adviser community
Robert P. Bramnik and Mauro M. Wolfe
| Year of publication: |
2014
|
|---|---|
| Authors: | Bramnik, Robert P. ; Wolfe, Mauro M. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 1, p. 45-47
|
| Subject: | United States | Securities and Exchange Commission (SEC) | Compliance | Registered investment adviser (RIA) | Examination | Exemption | USA | Finanzmarktaufsicht | Financial supervision | Wertpapierrecht | Securities law | Kapitalmarktrecht | Financial markets law |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10010366727