Supporting a risk‐based anti‐money laundering approach through enforcement action

This paper sets out how the FSA intends to use enforcement tools to support its financial crime strategy and reduce the risk that regulated firms are used to further money laundering. It reiterates that public enforcement action is only one of a wide range of regulatory tools that may be used when faced with money laundering failures and sets out the circumstances in which such action is more likely to occur.

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Year of publication:	2005
Authors:	Proctor, Andrew
Published in:	Journal of Financial Regulation and Compliance. - Emerald Group Publishing Limited, ISSN 1740-0279, ZDB-ID 2093796-9. - Vol. 13.2005, 1, p. 10-14
Publisher:	Emerald Group Publishing Limited
Subject:	Financial Services Authority \| Money laundering \| Enforcement

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Type of publication:	Article
Type of publication (narrower categories):	review-article
Language:	English
Other identifiers:	10.1108/13581980510621992 [DOI]
Source:	Other ZBW resources

Persistent link: https://www.econbiz.de/10014869992