The SEC provides new custody rule guidance to investment advisers
Matthew T. Wirig and Kate S. Poorbaugh
| Year of publication: |
2017 ; Bingley
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|---|---|
| Authors: | Wirig, Matthew T. ; Poorbaugh, Kate S. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 2, p. 9-12
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| Subject: | Investment advisers | US Securities and Exchange Commission (SEC) | Investment Advisers Act of 1940 | Securities | Custodial agreements | Custody Rule | USA | United States | Finanzmarktaufsicht | Financial supervision | Wertpapierrecht | Securities law | Kapitalmarktrecht | Financial markets law | Finanzmarktregulierung | Financial market regulation | Anlageberatung | Financial advisors | Wertpapierhandel | Securities trading | Wertpapierdepot | Custody services |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-04-2017-0021 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011704623