The SEC’s evolving scrutiny of private equity firms : KKR hit with an unprecedented enforcement action for broken deal expense misallocation
Year of publication: |
2015
|
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Authors: | Rendon Callahan, Veronica ; Fleishhacker, Ellen Kaye ; Holton, Robert J. ; Kaplan, Steven A. ; Lavin, Kevin ; Trager, Michael ; Sylvester, Mark ; Vallabhaneni, Pratin |
Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 16.2015, 4, p. 39-42
|
Subject: | Disclosure | Investment adviser | Compliance | Securities and Exchange Commission (SEC) | Private equity fund | Fee and expense allocation | Private Equity | Private equity | Finanzmarktaufsicht | Financial supervision | Investmentfonds | Investment Fund | Wertpapierrecht | Securities law | Finanzmarktregulierung | Financial market regulation | Unternehmenspublizität | Corporate disclosure |
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