Schaff, Michele L.; Schaff, Jeffery E. - In: Journal of Investment Compliance 20 (2019) 4, pp. 72-74
Purpose: Discusses the significance of the Illinois Supreme Court ruling in Van Dyke v. White, which clarified that annuities are not securities in the state of Illinois, with a particular focus on the ramifications to insurance, brokerage and investment advisory standards of care as well as...