Velez, Sophia Beckett; Neubert, Michael; Halkias, Daphne - In: Journal of risk and financial management : JRFM 13 (2020) 2/28, pp. 1-14
Compliance measures emphasized in the Dodd-Frank Bill 2010, Section 165 is a response to the 2008 financial crisis … Holding Companies (BHC) through compliance Supervisory Capital Assessment Program (SCAP) 2009 and Comprehensive Capital …. This study concerns senior manager practices that can be effective in meeting compliance requirements posed by the Fed for …