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  • Search: subject:"Harmonization rules"
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Subject
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CFCs 1 CFTC Rule 4.5 1 Commodity derivative 1 Commodity exchange 1 Commodity futures trading commission (CFTC) 1 Commodity pool operator (CPO 1 Financial market regulation 1 Financial supervision 1 Finanzmarktaufsicht 1 Finanzmarktregulierung 1 Fund 1 Harmonization rules 1 Investment Fund 1 Investment adviser 1 Investmentfonds 1 Registered investment company (RIC) 1 Rohstoffderivat 1 Securities and exchange commission (SEC) 1 Warenbörse 1
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Type of publication
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Article 1
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Article in journal 1 Aufsatz in Zeitschrift 1
Language
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English 1
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Frydman, Daphne G. 1 Ramirez, Raymond A. 1
Published in...
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The journal of investment compliance 1
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ECONIS (ZBW) 1
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CFTC harmonization rules : CPOs of RICs benefit from "substituted compliance"
Frydman, Daphne G.; Ramirez, Raymond A. - In: The journal of investment compliance 15 (2014) 1, pp. 17-24
Persistent link: https://www.econbiz.de/10010366733
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