Blake, Andrew; Robinson, Robert; Rovira, Alex; Sommers, … - In: Journal of Investment Compliance 17 (2016) 3, pp. 42-48
(SEC) and US Federal Deposit Insurance Corporation (FDIC) regarding orderly liquidation of certain large broker-dealers as … “covered broker-dealer” to be liquidated through an orderly liquidation proceeding under Title II of Dodd-Frank, the … orderly liquidation, the FDIC’s procedures for settling claims of customers and other creditors against covered broker …