Search Results - subject:"Risk mitigation programme"

Coping with the FSA’s risk-based approach

Stewart, Sam - In: Journal of Financial Regulation and Compliance 13 (2005) February, pp. 43-47

What does the Financial Services Authority (FSA) mean by risk-based regulation and why have it? If the regulator adopts such an approach, how should the firms it regulates react? This paper outlines the risk-based approach taken in the UK by the FSA and outlines strategies to cope with this type...

Persistent link: https://www.econbiz.de/10004987562

Coping with the FSA’s risk‐based approach

Stewart, Sam - In: Journal of Financial Regulation and Compliance 13 (2005) 1, pp. 43-47

What does the Financial Services Authority (FSA) mean by risk‐based regulation and why have it? If the regulator adopts such an approach, how should the firms it regulates react? This paper outlines the risk‐based approach taken in the UK by the FSA and outlines strategies to cope with this...

Persistent link: https://www.econbiz.de/10014869995