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  • Search: subject:"administrative proceeding"
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Year of publication
Subject
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administrative proceeding 2 Financial Sector Assessment Program 1 Reports on the Observance of Standards and Codes 1 Securities legislation 1 Securities regulations 1 accounting standards 1 adequate powers 1 administrative action 1 administrative actions 1 administrative proceedings 1 administrative sanctions 1 advisory contract 1 amount of liquidity 1 appearance of impropriety 1 arbitration clauses 1 assessment findings 1 assessment methodology 1 asset management 1 audit committee 1 bad faith 1 bank account records 1 bankruptcy code 1 bankruptcy laws 1 beneficial owner 1 beneficial owners 1 beneficial ownership 1 blue sky laws 1 board members 1 board of trade 1 boards of directors 1 business trusts 1 capital requirement 1 capital requirements 1 chief financial officer 1 civil enforcement 1 collective investment scheme 1 collective investment schemes 1 commercial enterprises 1 commercial entities 1 commercial law 1
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Online availability
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Free 2
Type of publication
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Article 1 Book / Working Paper 1
Language
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Undetermined 2
Author
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Gërxhi, Julejda 1 Vokopola, Alma 1
Institution
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International Monetary Fund 1 International Monetary Fund (IMF) 1
Published in...
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Academicus International Scientific Journal 1 IMF Staff Country Reports 1
Source
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RePEc 2
Showing 1 - 2 of 2
Cover Image
The Process of Evidencing (Offer of Proof) at Administrative Procedure
Vokopola, Alma; Gërxhi, Julejda - In: Academicus International Scientific Journal (2012) 5, pp. 84-95
The investigatory procedure carried out by an administrative organ during administrative proceedings is indispensable. There is no doubt that “lex specialis”, in several cases, tend to detail this process, however, it needs a “lex generalis” act which will regulated principally all the...
Persistent link: https://www.econbiz.de/10011265073
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Cover Image
United States; Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2010
This paper presents Detailed Assessment of the United States’s implementation of the International Organization of Securities Commissions’ Objectives and Principles of Securities Regulation. The general preconditions for effective securities regulation in the United States are...
Persistent link: https://www.econbiz.de/10011243733
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