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  • Search: subject:"derivative actions"
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Year of publication
Subject
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derivative actions 5 Reports on the Observance of Standards and Codes 3 compliance officer 3 financial statements 3 insider trading 3 regulatory authorities 3 regulatory authority 3 securities firms 3 securities industry 3 securities markets 3 securities regulation 3 securities transactions 3 stock exchange 3 Financial Sector Assessment Program 2 Securities legislation 2 Securities regulations 2 accounting standards 2 administrative actions 2 administrative proceedings 2 asset management 2 audit committee 2 beneficial owner 2 board members 2 capital requirement 2 capital requirements 2 chief financial officer 2 collective investment schemes 2 commercial law 2 compliance officers 2 confidential information 2 conflict of interest 2 conflicts of interest 2 conflicts of interests 2 consolidation 2 controlling shareholder 2 controlling shareholders 2 cooperation agreements 2 corporate bond market 2 corporate bonds 2 corporate finance 2
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Online availability
All
Free 5
Type of publication
All
Book / Working Paper 5
Type of publication (narrower categories)
All
Arbeitspapier 2 Graue Literatur 2 Non-commercial literature 2 Working Paper 2
Language
All
Undetermined 3 English 2
Author
All
Bartlett, Robert 1 Mohan, M. P. Ram 1 Shah, Urmil 1
Institution
All
International Monetary Fund 3 International Monetary Fund (IMF) 3
Published in...
All
IMF Staff Country Reports 3 Rock Center for Corporate Governance at Stanford University working paper series 1 Working paper / Indian Institute of Management, Ahmedabad 1
Source
All
RePEc 3 ECONIS (ZBW) 2
Showing 1 - 5 of 5
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Equity dilution in venture capital finance after Brookfield Asset Mgmt., Inc. v. Rosson
Bartlett, Robert - 2024
Persistent link: https://www.econbiz.de/10015100906
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Tracing director liability framework during borderline insolvency & corporate failure in India
Mohan, M. P. Ram; Shah, Urmil - 2021
Persistent link: https://www.econbiz.de/10012794420
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Israel; Detailed Assessment of IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2012
Israel’s compliance with International Organization of Securities Commissions’ objectives and Principles of Securities Regulation has been assessed. The regulatory regime is well developed and in most respects is comparable with that of major jurisdictions. For the most part, it is...
Persistent link: https://www.econbiz.de/10011242660
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United States; Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation
International Monetary Fund (IMF); International … - 2010
This paper presents Detailed Assessment of the United States’s implementation of the International Organization of Securities Commissions’ Objectives and Principles of Securities Regulation. The general preconditions for effective securities regulation in the United States are...
Persistent link: https://www.econbiz.de/10011243733
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Republic of Korea; Financial System Stability Assessment, including Reports on the Observance of Standards and Codes on the following topics: Monetary and Financial Policy Transparency, Banking Supervision, Securities Regulation, Insurance Regulation, Corporate Governance, and Payment Systems
International Monetary Fund (IMF); International … - 2003
This paper presents key finding of the Financial System Stability Assessment for the Republic of Korea, including Reports on the Observance of Standards and Codes on Monetary and Financial Policy Transparency, Banking Supervision, Securities Regulation, Insurance Regulation, Corporate...
Persistent link: https://www.econbiz.de/10005591412
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