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Journal of securities operations & custody
NBER working paper series
140
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108
The journal of investment compliance
108
Journal of banking & finance
97
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Savings and development : quarterly review
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World development : the multi-disciplinary international journal devoted to the study and promotion of world development
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ECONIS (ZBW)
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1
EU capital markets at a crossroads : Getting the MiFID II/MiFIR review right to unlock Europe's growth potential
Brab, Niels
- In:
Journal of securities operations & custody
15
(
2023
)
4
,
pp. 367-375
Persistent link: https://www.econbiz.de/10014426784
Saved in:
2
Review of the EU post-trade legislation : draft regulation to amend CSDR and regulation on a DLT pilot regime for markets infrastructures
Marsal, Pierre
- In:
Journal of securities operations & custody
15
(
2023
)
2
,
pp. 134-145
Persistent link: https://www.econbiz.de/10014267117
Saved in:
3
Breaking the mould with caution : promises and risks of crypto-inspired clearing models in traditional central clearing
Bhanu, Aniket
- In:
Journal of securities operations & custody
16
(
2023
)
1$
,
pp. 6-19
Persistent link: https://www.econbiz.de/10014448981
Saved in:
4
Securities services embrace next generation technology
Hänseler, Stephan
- In:
Journal of securities operations & custody
14
(
2022
)
4
,
pp. 290-298
Persistent link: https://www.econbiz.de/10013500547
Saved in:
5
Asset managers and the quest for collateral and liquidity
Shah, Manan
- In:
Journal of securities operations & custody
13
(
2021
)
2
,
pp. 187-194
Persistent link: https://www.econbiz.de/10012650348
Saved in:
6
Principles for effective automation in post-trade processing, part 1, beware the "bot" army
Walker, Martin
- In:
Journal of securities operations & custody
12
(
2020
)
4
,
pp. 320-335
Persistent link: https://www.econbiz.de/10012492299
Saved in:
7
Challenges in market-abuse monitoring : post MiFID
Nylén, Peter
- In:
Journal of securities operations & custody
12
(
2020
)
4
,
pp. 367-376
Persistent link: https://www.econbiz.de/10012492303
Saved in:
8
What you need to know about the new securities financing transaction regulation
Tiller, Hagen
;
Roussos, Andreas
- In:
Journal of securities operations & custody
11
(
2018/2019
)
1
,
pp. 14-25
Persistent link: https://www.econbiz.de/10012028360
Saved in:
9
Derivatives clearing infrastructure renewal in Japan : the impending post-trade market revolution
Yanagawa, Eiichiro
- In:
Journal of securities operations & custody
11
(
2018/2019
)
1
,
pp. 39-54
Persistent link: https://www.econbiz.de/10012028449
Saved in:
10
The great entity classification conundrum in G20 derivatives regulation
McWilliam, Victoria
- In:
Journal of securities operations & custody
11
(
2018/2019
)
1
,
pp. 70-77
Persistent link: https://www.econbiz.de/10012028456
Saved in:
11
Central clearing counterparties' recovery and resolution : where do we stand in the European Union?
Peters, Marc
;
Wollny, Heinrich
- In:
Journal of securities operations & custody
11
(
2019
)
2
,
pp. 98-111
Persistent link: https://www.econbiz.de/10012028557
Saved in:
12
Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt
- In:
Journal of securities operations & custody
10
(
2017/2018
)
4
,
pp. 290-295
Persistent link: https://www.econbiz.de/10011976020
Saved in:
13
The state of play of MIFID II on fund distribution
Newham, Matthew
- In:
Journal of securities operations & custody
10
(
2017/2018
)
2
,
pp. 117-124
Persistent link: https://www.econbiz.de/10011889832
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14
Regulatory reporting : success is found in a solid foundation
Gordon, Maryse
- In:
Journal of securities operations & custody
10
(
2017/2018
)
1
,
pp. 57-66
Persistent link: https://www.econbiz.de/10011855606
Saved in:
15
What a year: MiFID II/MiFIR, EMIR RTS, SFTR and SEC SBSR
Altman, Lloyd
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 298-301
Persistent link: https://www.econbiz.de/10011796647
Saved in:
16
Best execution reporting requirements for electronic communications under MiFID II
Smith, Robin
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 321-328
Persistent link: https://www.econbiz.de/10011796657
Saved in:
17
MiFID II and the relationship between public markets and systematic internalisers
Fischer, Artur
;
Murphy, Dave
- In:
Journal of securities operations & custody
9
(
2017
)
4
,
pp. 334-340
Persistent link: https://www.econbiz.de/10011796672
Saved in:
18
Recovery and resolution regimes for CCPs : making financial markets resilient to the most extreme events
Plata, Rafael
- In:
Journal of securities operations & custody
9
(
2017
)
2
,
pp. 98-105
Persistent link: https://www.econbiz.de/10011848109
Saved in:
19
Navigating the US securities and exchange commission's evolving expectations for cybersecurity preparedness
Martinez, Vincente L.
;
Koeppel, Erin Ardale
;
Amorosi, Mark
- In:
Journal of securities operations & custody
9
(
2016/2017
)
1
,
pp. 6-17
Persistent link: https://www.econbiz.de/10011841021
Saved in:
20
The impact of regulation on buyside users of derivatives
Lund, John
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 206-214
Persistent link: https://www.econbiz.de/10011845129
Saved in:
21
CSDs and the challenges of financial integration and financial stability
Ravalo, Theresa B.
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 225-235
Persistent link: https://www.econbiz.de/10011845147
Saved in:
22
The EU's new regulatory framework : the auditor’s perspective
Dennett, Simon
- In:
Journal of securities operations & custody
9
(
2017
)
3
,
pp. 259-268
Persistent link: https://www.econbiz.de/10011845150
Saved in:
23
Challenges of regulatory reporting
Boston, Gillian
- In:
Journal of securities operations & custody
9
(
2016/2017
)
1
,
pp. 18-24
Persistent link: https://www.econbiz.de/10011841025
Saved in:
24
The G20 leaders' financial reform and its impact on EU banks' back-office function
Stubbe, Michel M.
- In:
Journal of securities operations & custody
8
(
2015/2016
)
3
,
pp. 228-237
Persistent link: https://www.econbiz.de/10011622066
Saved in:
25
MiFID II and regulatory transaction reporting
Farhadi, Nirvana
- In:
Journal of securities operations & custody
8
(
2015/2016
)
3
,
pp. 272-277
Persistent link: https://www.econbiz.de/10011622105
Saved in:
26
Europe's plumbers : keeping capital flowing
Bayle, Marc
- In:
Journal of securities operations & custody
8
(
2015/2016
)
2
,
pp. 126-131
Persistent link: https://www.econbiz.de/10011486213
Saved in:
27
A modest proposal : right-sizing exchange immunity
Flati, Zachary J.
- In:
Journal of securities operations & custody
7
(
2015
)
3
,
pp. 218-233
Persistent link: https://www.econbiz.de/10011487222
Saved in:
28
Central securities depositories regulation : the next systemic crisis waiting to happens?
Vanderheyden, Koen
;
Reucroft, Tim
- In:
Journal of securities operations & custody
7
(
2015
)
3
,
pp. 242-252
Persistent link: https://www.econbiz.de/10011487239
Saved in:
29
Managing cross-regulatory data challenges in practice
Johnson, Christopher
- In:
Journal of securities operations & custody
7
(
2015
)
4
,
pp. 284-295
Persistent link: https://www.econbiz.de/10011487250
Saved in:
30
Towards a convergence of CSD account segregation practices?
Belghazi, Soraya
- In:
Journal of securities operations & custody
8
(
2015/2016
)
1
,
pp. 18-27
Persistent link: https://www.econbiz.de/10011488444
Saved in:
31
Margins and financial collateral for derivatives contracts : how to deal with procyclical implications in a financial crisis
Tambucci, Martina
- In:
Journal of securities operations & custody
6
(
2014
)
3
,
pp. 240-263
Persistent link: https://www.econbiz.de/10010345137
Saved in:
32
The implementation of the G20 mandate in the EU : will financial markets be safer than five years ago?
Plata, Rafael
- In:
Journal of securities operations & custody
6
(
2014
)
3
,
pp. 198-205
Persistent link: https://www.econbiz.de/10010345158
Saved in:
33
Protecting collateral contributions under the mandatory clearing regime
Stanfield, Eugene
- In:
Journal of securities operations & custody
7
(
2014/2015
)
2
,
pp. 113-127
Persistent link: https://www.econbiz.de/10011486556
Saved in:
34
Corporate governance for financial market infrastructures
Giraldo, Ana
- In:
Journal of securities operations & custody
7
(
2014/2015
)
2
,
pp. 144-154
Persistent link: https://www.econbiz.de/10011486578
Saved in:
35
Assessing buy-side preparations for meeting derivatives reform under the European Market Infrastructure Regulation
Goodchild, Elspeth
- In:
Journal of securities operations & custody
6
(
2013/2014
)
2
,
pp. 174-180
Persistent link: https://www.econbiz.de/10010234975
Saved in:
36
Preparing to comply with the CSD regulation
Belghazi, Soraya
- In:
Journal of securities operations & custody
6
(
2013/2014
)
2
,
pp. 102-112
Persistent link: https://www.econbiz.de/10010235000
Saved in:
37
Automated terminations in a cleared world (coming soon)
Hirani, Sunil
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 363-368
Persistent link: https://www.econbiz.de/10009759445
Saved in:
38
Swaps central clearing for asset managers : how clear is it?
Cameron, Timothy
;
Nevins, Matt
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 357-362
Persistent link: https://www.econbiz.de/10009759446
Saved in:
39
Prospects and challenges of a pan-European post-trade infrastructure
Lannoo, Karel
;
Valiante, Diego
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 342-356
Persistent link: https://www.econbiz.de/10009759448
Saved in:
40
Counterparty risk management at the advent of central clearing for swaps
Schiavetta, John
;
Feygin, Vlad
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 331-337
Persistent link: https://www.econbiz.de/10009759451
Saved in:
41
Infrastructure readiness for swaps clearing
Herskovitz, Mike
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 326-330
Persistent link: https://www.econbiz.de/10009759453
Saved in:
42
The Volcker Rule and other regulations : regulatory impact on credit market structure
McVey, Richard M.
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 321-325
Persistent link: https://www.econbiz.de/10009759454
Saved in:
43
An overview of Dodd-Frank as it relates to OTC derivatives reform
Wallin, James
;
Clingan, Camille
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 312-316
Persistent link: https://www.econbiz.de/10009759460
Saved in:
44
Impact of reform on collateral and margin requirement practices
Wallin, James
- In:
Journal of securities operations & custody
5
(
2012/13
)
4
,
pp. 299-311
Persistent link: https://www.econbiz.de/10009759462
Saved in:
45
The Dodd-Frank titel VII recordkeeping requirements : finding a way to the light
Maur, Peter von
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 237-250
Persistent link: https://www.econbiz.de/10009729010
Saved in:
46
The evolving role of collateral in international capital markets
Van de Velde, Jo
- In:
Journal of securities operations & custody
5
(
2012/13
)
3
,
pp. 218-231
Persistent link: https://www.econbiz.de/10009729023
Saved in:
47
The role of market infrastructures in OTC derivatives markets
Benito, Jesús
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 346-357
Persistent link: https://www.econbiz.de/10009571240
Saved in:
48
Risk management in securities settlement systems
Trundle, John
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 308-320
Persistent link: https://www.econbiz.de/10009571245
Saved in:
49
Outsourcing for fund managers : demystifying the regulatory structure
Lewis, Amanda E.
;
Radmore, Emma
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 295-307
Persistent link: https://www.econbiz.de/10009571246
Saved in:
50
OTC derivatives : how OTC will they be? ; a buy-side view
Grosse-Nobis, Kerstin
- In:
Journal of securities operations & custody
4
(
2011/12
)
4
,
pp. 287-294
Persistent link: https://www.econbiz.de/10009571249
Saved in:
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