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Position paper : Alternative Performance Measures - APM
European Securities and Markets Authority - 2014
Persistent link: https://www.econbiz.de/10010369737
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Report on staffing and resources : report to the European Parliament, the Council and the Commission on ESMA’s staffing and resource needs arising from the assumption of its powers...
European Securities and Markets Authority - 2014
The European Securities and Markets Authority (ESMA) is required by Article 39a of Regulation (EU) No 462/2013 of the European Parliament and the Council of 21 May 2013, amending Regulation (EC) No 1060/2009 on credit rating agencies (CRA Regulation), to assess the staffing and resources needs...
Persistent link: https://www.econbiz.de/10010392288
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Opinion : Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps
European Securities and Markets Authority - 2015
Persistent link: https://www.econbiz.de/10011287844
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Consultation paper : regulatory technical standards on the CSD Regulation ; the operation of the Buy-in Process
European Securities and Markets Authority - 2015
Persistent link: https://www.econbiz.de/10011287845
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Questions and answers : transparency Directive (2004/109/EC)
European Securities and Markets Authority - 2015
The European Securities and Markets Authority is required by Article 25(9) of MiFID II to develop guidelines specifying criteria for the assessment of knowledge and competence of the investment firm’s personnel giving investment advice or information about financial instruments, investment...
Persistent link: https://www.econbiz.de/10011374902