Search Results - subject_exact:"Börsenusancen"

Enforcement gaps in emerging capital markets : a comparative assessment of insider dealing regulation in Jordan and France

Al Khalaileh, Lana; Alhasan, Tariq Kamal; Abu Issa, Hamzeh - 2026

This article compares insider dealing enforcement in Jordan and France to identify which combinations of substantive legal rules and institutional design produce credible deterrence in capital markets. Using a doctrinal-comparative method, the analysis evaluates (i) the legal definition of...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015643960

Disclosure regulations during crisis : the case of TASE after October 7th

Ezra, Dvir Aviam - 2025

Following the outbreak of a regional war, the Israeli capital markets regulator, ISA, introduced a temporary regulatory exception allowing reporting corporations traded on the Tel Aviv Stock Exchange (TASE) to postpone the filing of their quarterly reports at will. This intervention raises...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015447477

Pension funds' presence in the domestic financial market and desirable reforms to pension fund legislation : discussion paper

2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015616691

Price deregulation and investors' IPO speculation : evidence from Chinese registration system reform

Tang, Siyuan; Luo, Runmei - 2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015062530

Regulatory transparency and regulators' effort : evidence from public release of the SEC's review work

Guo, Rui; Tian, Xiaoli - 2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014483555

The concept of financial instruments : drawing the Borderline between MiFID and MiCAR

Lehmann, Matthias; Schinerl, Fabian - 2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014536239

Research unbundling and market liquidity : evidence from MiFID II

Fu, Anqi; Jenkinson, Tim; Newton, David P.; Xie, Ru - 2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015141957

How does the JOBS act affect the rule 144A market?

Cai, Nianyun; Zhu, Hui - 2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015166483

The European securitization market : effects of an uneven regulatory playing field

Papadogiannis-Varouchakis, Thomas - 2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015340185

Circuit breakers and market runs

Bongaerts, Dion; De Luca, Sarah D.; Van Achter, Mark - 2024

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015357625

Enhancing repo market transparency : the EU securities financing transactions regulation

Bassi, Claudio; Grill, Michael; Hermes, Felix; Mirza, Harun - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015425595

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Enhancing repo market transparency : the EU Securities Financing Transactions Regulation

Bassi, Claudio; Grill, Michael; Hermes, Felix; Mirza, Harun - 2024

Book / Working Paper

Kryptoaktien : Erweiterung des eWpG durch das Zukunftsfinanzierungsgesetz

2024

Der Sammelband enthält die Schriftfassung der Vorträge zur Tagung »Elektronische Aktien«, die anlässlich des Gesetzgebungsverfahrens zum Zukunftsfinanzierungsgesetz am 15. Mai 2023 in der Hessischen Landesvertretung in Berlin stattfand.

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015199114

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Kryptoaktien : Erweiterung des eWpG durch das Zukunftsfinanzierungsgesetz

2024

Book / Working Paper

Venture Fraud

Dyck, Alexander; Fang, Freda; Hébert, Camille; Xu, Ting - 2026

We assemble the first comprehensive sample of venture fraud cases involving 614 U.S. venture capital (VC)-backed startups founded since 2000. We find that VC-backed firms are 54% more likely to face fraud charges than comparable non-VC-backed firms within a subsample of newly public firms where...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015611172

Investmentcontrolling in der Anlageverwaltung : rechtskonforme Prozesse bei der Performancemessung und Risikosteuerung

Lipkow, Andreas - 2026 - 1. Auflage

Die Finanzmärkte werden zunehmend komplexer, und gesetzliche Vorgaben stellen hohe Anforderungen an das Investmentbanking. Dieses Fachbuch bietet eine umfassende Orientierung in den zentralen Herausforderungen der Anlageverwaltung und zeigt praxisnahe Lösungen für eine rechtskonforme...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015555595

Law and regulation of AI, blockchain, and digital rights

2026

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015582594

Stablecoins and the future of financial regulation

2026

Stablecoins and the future of financial regulation explores what stablecoins are, how they work, why they matter, and how they are essential for a digital financial future. The book provides a balanced, flexible, and future-proof approach to regulating a new form of money. Covering topics such...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015624422

Homemade Foreign Trading

He, Zhiguo; Wang, Yuehan; Zhu, Xiaoquan - 2026

Using cross-border holding data from all custodians in China's Stock Connect, we provide evidence that Chinese mainland insiders evade see-through surveillance by round-tripping via the program. Following the 2018 Northbound Investor Identification reform, the return predictability of northbound...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015639416

Credit Default Swap-Aktivismus : eine ökonomische Analyse und rechtliche Bewertung der Einflussnahme von Credit Default Swap-Investoren auf Unternehmen

Franke, Julian - 2026

Vertragsparteien von Credit Default Swaps (CDS) beeinflussen zunehmend gezielt Unternehmen, auf die sich ihr CDS bezieht, um die Rentabilität ihrer Position sicherzustellen. Dieser Aktivismus wirkt sich nicht nur negativ auf die Kapitalmärkte aus, sondern erschwert auch die Restrukturierung...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015573562

Swarm Trading als Marktmanipulation? : Grenzen des Art. 12 MAR im Lichte der sozialen Medien

Rüßmann, Tobias Christoph - 2026

Im Frühjahr 2021 wurden die Kapitalmärkte weltweit in Aufruhr versetzt. Damals gelang es einer Vielzahl von über die sozialen Medien vernetzten Privatanlegern, durch koordiniertes Handelsverhalten die Aktienkurse von GameStop und anderen sogenannten "Meme Stocks" in ungeahnte Höhen zu...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015650974

Implementation of MiFID II investor protection provisions by private banks within the European Union

Loonen, Tom; Janssen, Ronald - 2023

Persistent link: https://ebvufind01.dmz1.zbw.eu/10013553347

SEC confidential treatment and regulatory filing reviews

Kolev, Kalin S.; Lee, Daeun; Neamtiu, Monica - 2023

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014324770

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Sec Confidential Treatment and Regulatory Filing Reviews

Kolev, Kalin S.; Lee, Daeun; Neamtiu, Monica - 2023

Book / Working Paper

Climate Disclosure Line-Drawing & Securities Regulation

Harper Ho, Virginia E. - 2023

The SEC’s efforts to standardize climate disclosure have revealed deep divides among the public and among corporate and securities law scholars about the proper scope and goals of climate disclosure reform. This controversy comes at a time when investor demand for ESG investment products is...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014262022

The SEC Proposed Cybersecurity Infrastructure Rules and New Disclosure Requirements

Newman, Neal; Trautman, Lawrence J.; Elzweig, Brian - 2023

In addition to regulation of securities market issuers, the Securities & Exchange Commission (SEC) is also responsible for regulation of those entities that provide the networks, either electronic or physical, that enable the functioning of our securities markets. On February 9, 2022, the...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014348611

SEC and Company Comment Letters for Regulation A Filings

Krause, David - 2023

Regulation A (Reg A) offerings provide an alternative way for companies to raise capital from the public without undergoing the full registration and reporting requirements of a traditional initial public offering. To ensure that investors are fully informed about the investment opportunity, Reg...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014348950

Do the Securities Laws Actually Protect Investors? Lessons from SPACs

Corrigan, Patrick M. - 2023

Issuer choice proposals argue against mandatory securities regulation because market competition alone purportedly constrains exploitation of public investors in primary offerings. Other legal scholars support a mandatory regime. To date, empirical studies have been unable to resolve whether the...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014350378

Why do firms down-list or exit from securities markets? : evidence from the German Stock Exchange

Bessler, Wolfgang; Beyenbach, Johannes Ottmar; Rapp, … - 2023

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014266735

Impact of MiFID II tick-size regime on equity markets : evidence from the LSE

Favaretto, Eros; Lepone, Andrew; Lepone, Grace - 2023

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014253884

'Nobody is Proud of Soft Dollars' : The Impact of MiFID II on U.S. Financial Markets

Jackson, Howell E.; Zhang, Jeffery - 2023

Since 1975, investment managers in the United States have been permitted to pay excess brokerage commissions on securities transactions and then utilize those excess payments—commonly known as “soft dollars”—to purchase research and related services, thereby subsidizing the investment...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014255491

Psychological bias as a driver of financial regulation

Hirshleifer, David - 2008

Persistent link: https://ebvufind01.dmz1.zbw.eu/10003774981

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Psychological Bias as a Driver of Financial Regulation

Hirshleifer, David A. - 2023

Book / Working Paper

The effects of MiFID II on voluntary disclosure

Kim, Chongho; Park, Jihwon; Sul, Edward - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015546583

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The Effects of MiFID II on Voluntary Disclosure

Kim, Chongho; Park, Jihwon; Sul, Edward - 2021

Book / Working Paper

Recht des digitalen Kapitalmarkts : Decentralised Finance, Krypto-Assets, Künstliche Intelligenz : Praxishandbuch

Storck, Christian; Zerey, Jean-Claude; Albrecht, Radoslav - 2025 - 1. Auflage

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014490778

Krypto-Asset-Compliance : Umsetzung der Regulierung und Geldwäsche-Prävention

2025 - 1. Auflage

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015154173

Crypto-Assets : MiCAR, DLT-Pilotregelung, MiFID II, Prospekt-VO, MAR, E-Geld-RL, GeldwäscheRL, Steuerrecht, KMAG-E : Kommentar

Kalss, Susanne; Krönke, Christoph; Völkel, Oliver; … - 2025

Mit der Verordnung über Märkte für Kryptowerte (MiCAR) und der Verordnung über eine Pilotregelung für auf der Distributed-Ledger-Technologie basierende Marktinfrastrukturen (DLT-Pilotregelung) hat die Europäische Union ein unionsweit einheitliches Regime zur Regulierung der Ausgabe von und...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10012498162

Kapitalmarktrecht : Textausgabe mit Sachverzeichnis und einer Einführung

2025 - 12. Auflage, Stand 1. März 2025, Sonderausgabe

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015371229

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Kapitalmarktrecht : Textausgabe mit Sachverzeichnis und einer Einführung

2023 - 10. Auflage, Stand: 1. Januar 2023, Sonderausgabe

Edition: 10. Auflage, Stand: 1. Januar 2023, Sonderausgabe

Book / Working Paper

Auditor political connections and SEC oversight

Krishnan, Jagan; Li, Meng; Park, Hyun Jong - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015376032

Financial Technology Law and Regulation in Africa

Salami, Iwa - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015186662

Blockchain technology in project finance : a legal and practical model for financing mega-investments

Srokosz, Witold; Lenio, Paweł; Sobiecki, Grzegorz - 2025

"There is currently no comprehensive scientific study that addresses the problem of financing projects using Distributed Ledger (blockchain) Technology (DLT) that are not themselves embedded in the blockchain ecosystem, particularly in the context of long-term and capital-intensive investments....

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015325675

Handbuch Kryptowerte : MiCAR & Kapitalmarktrecht, Privatrecht, Strafrecht, Steuerrecht, Verbraucherrecht, Insolvenzrecht, Nachhaltigkeit, Datenschutzrecht, Rechnungslegung

Miernicki, Martin; Schinerl, Fabian - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015453961

Regulatory oversight of voluntary SEC filers

Cazier, Richard A.; Johnson, Bret A. - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015427253

Can implementing the new securities law mitigate corporate financial resource mismatch?

Li, Yihao; Chen, Jierong; Wang, Jian - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015609806

The implementation of Section 1071 of the Dodd-Frank Act : the legal exposure of banking

Tran, Arthur M.; Winters, Drew B. - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015610356

Financial services in the Metaverse : legal and regulatory considerations

Salami, Iwa - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015616605

Litigation and stock price crash risk under securities regulation

Hu, Changyun; Zeng, Yanfang - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015553791

Can stronger capital markets regulation increase the level of R&D investments?

Zhao, Yong; Cheng, Shihui - 2025

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015605982

Finanzmarktrecht : systematische Einführung mit Übungsfragen und Lösungen

Bärtschi, Harald; Bienert, Horst; Dietrich, Andreas; … - 2025 - 5. Auflage

Das Lehrbuch gewährt einen systematischen Überblick über das Schweizer Finanzmarktrecht samt einer ökonomischen Fundierung. Die fünfte Auflage berücksichtigt die jüngsten Entwicklungen der Gesetzgebung sowie die an den Finanzmärkten aufgetretenen Turbulenzen und deren Bewältigung,...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015401799

Kapitalmarktrecht und ESG : Praxishandbuch zu nachhaltigkeitsbezogenen Kapitalmarktprodukten

2025 - 1. Auflage

Persistent link: https://ebvufind01.dmz1.zbw.eu/10014490111

EU Banking and Capital Markets Regulation : Open Issues of Vertical Interplay with National Law

2025

Chapter 1: The principle of proportionality as an area of national discretion -- Chapter 2: Options and Discretions under the Capital Requirements Directive IV -- Chapter 3: The application of National Law by the ECB -- Chapter 4: The Corneli Case and the Application of National Law by the...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015177950

Overcoming Asymmetric Information in the Crowdfunding Market : A Law and Economics Approach

Odorović, Ana - 2025

Chapter 1. Introduction -- Chapter 2. Crowdfunding and 'Disintermediation' -- Chapter 3. Promises and Limitations of Market-Based Mechanisms in Crowdfunding -- Chapter 4. Self-Regulation in European Crowdfunding Markets -- Chapter 5. The Residual Role of the Law: A Normative Approach to...

Persistent link: https://ebvufind01.dmz1.zbw.eu/10015478032