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Year of publication
Subject
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Wertpapierrecht 675 Securities law 618 USA 238 United States 232 Kapitalmarktrecht 170 Financial markets law 169 Deutschland 151 Germany 130 Financial market regulation 95 Finanzmarktregulierung 95 Wertpapierhandel 95 Securities trading 93 Financial supervision 69 Finanzmarktaufsicht 69 Regulierung 62 Regulation 60 Corporate disclosure 54 Unternehmenspublizität 54 EU countries 52 EU-Staaten 52 Welt 47 World 47 Takeover 45 Übernahme 45 Theorie 44 Theory 44 Gesellschaftsrecht 42 Corporate law 39 Corporate Governance 38 Corporate governance 35 Bankrecht 34 Börsengang 34 Financial market 34 Finanzmarkt 34 Initial public offering 34 securities law 32 Community law 31 Banking law 30 EU-Recht 30 Handelsrecht 30
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Online availability
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Free 109 Undetermined 70
Type of publication
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Book / Working Paper 373 Article 329 Journal 11 Other 6
Type of publication (narrower categories)
All
Article in journal 260 Aufsatz in Zeitschrift 260 Graue Literatur 113 Non-commercial literature 113 Aufsatz im Buch 65 Book section 65 Arbeitspapier 59 Working Paper 59 Hochschulschrift 48 Gesetz 41 Law 41 Thesis 33 Collection of articles of several authors 28 Sammelwerk 28 Amtsdruckschrift 27 Government document 27 Lehrbuch 12 Konferenzschrift 10 Bibliografie enthalten 7 Bibliography included 7 Mehrbändiges Werk 7 Multi-volume publication 7 Aufsatzsammlung 6 Conference proceedings 5 Dissertation u.a. Prüfungsschriften 5 Einführung 5 Kommentar 5 Quelle 5 Case study 3 Elektronischer Datenträger 3 Fallstudie 3 Glossar enthalten 3 Glossary included 3 Ratgeber 3 Systematic review 3 Übersichtsarbeit 3 Bibliografie 2 Conference paper 2 Guidebook 2 Handbook 2
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Language
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English 439 German 204 Undetermined 44 Russian 8 French 5 Swedish 4 Hungarian 3 Italian 3 Polish 3 Spanish 3 Ukrainian 3 Dutch 2 Finnish 1 Romanian 1 Turkish 1
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Author
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Flint, George 9 Stulz, René M. 9 Brox, Hans 7 Greenstone, Michael 7 Bartels, Boris 6 Ernoult, Julien 5 López-de-Silanes, Florencio 5 La Porta, Rafael 4 Oyer, Paul 4 Polo, Andrea 4 Prigge, Stefan 4 Prilmeier, Robert 4 Shleifer, Andrei 4 Vissing-Jorgensen, Annette 4 Becht, Marco 3 Bhattacharya, Utpal 3 Black, Bernard S. 3 Bromberg, Alan R. 3 Cumming, Douglas J. 3 Daouk, Hazem 3 Heese, Jonas 3 Hudson, Alastair 3 Hueck, Alfred 3 Jackson, Howell E. 3 Klöhn, Lars 3 Lowenfels, Lewis D. 3 Meyer-Cording, Ulrich 3 Oyer, Paul E. 3 Romano, Roberta 3 Rossi, Stefano 3 Schmidt, Hartmut 3 Sieradzki, Jakub 3 Veil, Rüdiger 3 Vissing-Jørgensen, Annette 3 Wood, Philip 3 Aggarwal, Reena 2 Alexander, Kern 2 Anand, Anita 2 Atanasov, Vladimir 2 Bauer, Klaus-Albert 2
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Institution
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International Monetary Fund (IMF) 19 International Monetary Fund 13 Bundesverband Öffentlicher Banken Deutschlands 12 National Bureau of Economic Research 4 USA / Securities and Exchange Commission 4 Deutschland <Bundesrepublik> / Bundesminister der Finanzen 3 Europäische Kommission 3 Universität zu Köln 3 Institut für Internationales Recht des Spar-, Giro- und Kreditwesens 2 Internationaler Währungsfonds / Monetary and Capital Markets Department 2 Practising Law Institute <New York, NY> 2 The Wharton Financial Institutions Center 2 USA / General Accounting Office 2 United States 2 United States / Congress / Senate / Committee on Finance 2 American Bar Association / Committee on Federal Regulation of Securities 1 American Bar Association / Subcommittee on Annual Review 1 American Council on Public Affaires 1 American Enterprise Institute for Public Policy Research 1 Australien / National Companies and Securities Commission 1 Australien / Parliament / Joint Select Committee on Corporations Legislation 1 Chambre de commerce et d'industrie de Paris 1 Charles H. Dyson School of Applied Economics and Management, Cornell University 1 Committee of Wise Men on the Regulation of European Securities Markets 1 Costa Rica / Superintendencia General de Valores 1 DIRK - Deutscher Investor-Relations-Verband 1 Deutsche Börse AG 1 Deutsches Aktieninstitut 1 Dike Verlag 1 Duke University / School of Law 1 Duncker & Humblot 1 Ekonomiska forskningsinstitutet <Stockholm> 1 Erich-Schmidt-Verlag <Berlin> 1 Europäische Gemeinschaften / Kommission 1 Europäische Gemeinschaften / Rat 1 Finnland / Arvopaperikauppakomitea 1 Foreign Investments on Chinese Capital Markets <2015, Veranstaltung> 1 Friedrich-Schiller-Universität Jena 1 Goethe-Universität Frankfurt am Main / Fachbereich Wirtschaftswissenschaften 1 Humboldt-Universität zu Berlin 1
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Published in...
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The journal of investment compliance 38 The business lawyer 19 IMF Staff Country Reports 13 Journal of financial economics 8 Municipal finance journal : the state and local financing and municipal securities advisor 8 Grundrisse des Rechts 7 International banking and finance law series 7 Untersuchungen über das Spar-, Giro- und Kreditwesen / B 7 Bank-Archiv : Zeitschrift für das gesamte Bank- und Börsenwesen : journal of banking and financial research 6 IMF Working Papers 6 International review of law and economics 6 Northwestern journal of international law & business 6 Zeitschrift für Bank- und Kapitalmarktrecht : BKR 6 Discussion paper / Centre for Economic Policy Research 5 Journal of international business law 5 Journal of international economic law 5 MiFID-Kompendium : praktischer Leitfaden für Finanzdienstleister 5 Modern financial techniques, derivatives and law 5 Rock Center for Corporate Governance at Stanford University working paper series 5 Working paper / National Bureau of Economic Research, Inc. 5 Übernahmerecht in Praxis und Wissenschaft 5 Europäische Hochschulschriften / 2 4 Journal of securities operations & custody 4 NBER working paper series 4 Yale journal on regulation 4 Zeitschrift für das gesamte Handelsrecht und Wirtschaftsrecht : ZHR 4 Bundesgesetzblatt / 1 3 Columbia journal of transnational law 3 Der Betrieb 3 Die Aktiengesellschaft : AG ; Zeitschrift für deutsches, europäisches und internationales Aktien-, Unternehmens- und Kapitalmarktrecht 3 Finanz-Betrieb : FB ; Zeitschrift für Unternehmensfinanzierung und Finanzmanagement 3 Fisher College of Business working paper series 3 IMF country report 3 Journal of accounting & economics 3 Journal of financial regulation and compliance : an international journal 3 Juristische Lernbücher 3 Regulation : the Cato review of business and government 3 Review of accounting studies 3 Schriften zum Unternehmens- und Kapitalmarktrecht 3 Statens offentliga utredningar : SOU 3
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Source
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ECONIS (ZBW) 661 RePEc 29 USB Cologne (EcoSocSci) 21 BASE 6 EconStor 2
Showing 1 - 50 of 719
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An assessment of the impact of legal regulation on financial security in OECD countries
Vaitkus, Robertas; Vasiliauskaite, Asta - In: Journal of risk and financial management : JRFM 15 (2022) 2, pp. 1-19
The recurrent economic and financial crises expose the state, enterprises, and households to a range of financial risks and negative financial consequences. As a result, governments are seeking the most efficient measures of legal regulation and other measures ensuring financial security in...
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Three projects in the new law and finance
Awrey, Dan - In: Accounting, Economics, and Law : AEL ; a convivium 11 (2021) 1, pp. 9-25
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The markets in crypto-assets regulation (MICA) and the EU digital finance strategy
Zetzsche, Dirk; Annunziata, Filippo; Arner, Douglas W.; … - 2020
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Unternehmensfinanzierung durch Ausgabe von Kryptotoken : Besteuerung in Deutschland und in der Schweiz
Hötzel, David; Krüger, Fabian; Niermann, Marcus; … - 2020
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Indirect investor protection: the investment ecosystem and its legal underpinnings
Spamann, Holger - 2020
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China and the rise of law-proof insiders
Fried, Jesse M.; Kamar, Ehud - 2020
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Harmonizing Private Securities Offering Exemptions
Vollmer, Andrew N. - 2020
The Securities and Exchange Commission requested public comment on ways to simplify, improve, or harmonize exemptions from the requirement to register securities offerings. The SEC acknowledged that the current array of exempt offerings is complex and might be difficult for issuers to navigate....
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The Information Content of Corporate Earnings : Evidence from the Securities Exchange Act of 1934
Binz, Oliver; Graham, John R. - National Bureau of Economic Research - 2022
We examine whether the Securities Exchange Act of 1934 increased the information content of corporate earnings disclosures. Prior research questions whether the Act improved disclosure quality but generally relies on long-window tests and yields mixed results. We focus on whether the Act...
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Securities Laws, Bank Monitoring, and the Choice between Cov-Lite Loans and Bonds for Highly Levered
Prilmeier, Robert - 2019
In contrast to bonds, cov-lite loans do not require SEC registration and are not subject to securities laws. We show that this distinction plays an important role in firms' choice between funding through cov-lite loans and bonds and helps understand why the market share of cov-lite loans has...
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Securities laws and the choice between loans and bonds for highly levered firms
Prilmeier, Robert - 2019
In contrast to bonds, levered loans do not require SEC registration. We show that this distinction plays an important role in firms' choice between funding through loans and bonds and helps understand why the market share of cov-lite loans has increased so much. Compared to cov-heavy loans,...
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Securities laws and the choice between loans and bonds for highly levered firms
Prilmeier, Robert; Stulz, René M. - 2019
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Securities laws and the choice between loans and bonds for highly levered firms
Prilmeier, Robert; Stulz, René M. - 2019
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Mandatory securities arbitration's impermissibility under state corporate law : an analysis of the Johnson & Johnson shareholder proposal
Russell, Jacob Hale - 2019
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The Effect of Enforcement Transparency : Evidence from SEC Comment-Letter Reviews
Duro, Miguel - 2019
This paper studies the effect of the public disclosure of the Securities and Exchange Commission (SEC) comment-letter reviews (CLs) on firms' financial reporting. We exploit a major change in the SEC's disclosure policy: in 2004, the SEC decided to make its CLs publicly available. Using a novel...
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Securities Regulation, Securities Law and Financial Markets Law : From Investor Protection to Consumer Protection in New Zealand, 1985–2016
Griffiths, Shelley - 2019
This paper considers how the landscape of New Zealand securities regulation has changed in the 30 years since John Farrar and Mark Russell's 1985 Company Law and Securities Regulation in New Zealand. The discussion focuses on the reasons for the development in New Zealand, and how to locate this...
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Asset Preservation Orders in Securities Regulation Litigation
Griffiths, Shelley - 2019
This paper considers the application of Australian security law models in New Zealand, specifically provisions relating to asset preservation orders. The discussion centres on the post-GFC landscape and the use of such provisions in the allegations against Mark Hotchin for misstatement in offer...
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Securities law expertise and corporate disclosure
Bozanic, Zahn; Choudhary, Preeti; Merkley, Kenneth J. - In: The accounting review : a publication of the American … 94 (2019) 4, pp. 141-172
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A tale of two enforcement venues : determinants and consequences of the SEC's choice of enforcement venue after the Dodd-Frank Act
Zheng, Xin - In: The accounting review : a publication of the American … 96 (2021) 6, pp. 451-476
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Die Nachhaltigkeitsberichterstattung von Unternehmen in ihren Wertpapierprospekten : eine explorative empirische Analyse
Tietze, Susanne; Graßmann, Michael; Endrikat, Jan - In: Corporate finance : Finanzierung, Kapitalmarkt, … 12 (2021) 11/12, pp. 359-365
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Prognosen im Kapitalmarktrecht
Mildner, Andreas Michael - 2021
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The economics of securities regulation : a survey
Mahoney, Paul G. - 2021
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Negative swap spreads
Boyarchenko, Nina; Gupta, Pooja; Steele, Nick; Yen, … - In: Economic policy review 24 (2018) 2, pp. 1-14
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Regulation Best Interest : The SEC's Proposed Fiduciary Rule
Fein, Melanie L. - 2018
The Securities and Exchange Commission recently issued a proposed new rule to be called “Regulation Best Interest.” The proposal is an important step toward fulfilling the goal of the Dodd-Frank Act to clarify the standards applicable to broker-dealers when they give personalized investment...
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Understanding public enforcement of securities law in China : an empirical analysis of the enforcement actions of the CSRC and its regional offices against informational misconduct
Xu, Wenming; Xu, Guangdong - In: International review of law and economics 61 (2020)
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Informational efficiency in securitization after Dodd-Frank
Flynn, Sean J. <Jr.>; Ghent, Andra C.; Tchistyi, Alexei - In: The review of financial studies 33 (2020) 11, pp. 5131-5172
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The deregulation of the private equity markets and the decline in IPOs
Ewens, Michael; Farre-Mensa, Joan - In: The review of financial studies 33 (2020) 12, pp. 5463-5509
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Wissen, Zurechnung und Ad-hoc-Publizität
Breuer, Christoph - 2020
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Die juristische Konstruktion von Finanzinstrumenten als Herausforderung für die Rechtsökonomie
Bonavita, Jacob - 2020 - 1. Auflage
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Non-financial reporting & corporate governance : explaining American divergence & its implications for disclosure reform
Ho, Virginia Harper - In: Accounting, Economics, and Law : AEL ; a convivium 10 (2020) 2, pp. 1-29
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Not everything is about investors : the case for mandatory stakeholder disclosure
Lipton, Ann M. - In: Yale journal on regulation 37 (2020) 2, pp. 499-572
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Securities Regulation
Flint, George - 2017
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Securities Regulation
Flint, George - 2017
During the survey period, the Texas courts dealt with several cases concerning the scope of the Texas Securities Act and Texas Stock Fraud Act. For the Texas Securities Act on court determined that whether a certificate of deposit is a security is a fact question for the jury and another court...
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Securities Regulation
Flint, George - 2017
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Securities Regulation
Flint, George - 2017
With respect to easing registration requirements, the State Securities Board (“Board”) had the opportunity to lead both state and federal securities regulatory bodies through rule changes for finders -- those who assist issuers in finding purchasers. The Board also issued no-action letters...
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Securities Regulation
Flint, George - 2017
Many courts rendered opinions during the Survey period affecting the reach of the Texas Securities Act (“TSA”). The Texas Supreme Court acknowledged the TSA's reach over dealers selling from Texas to non-residents of the state, as well as over registration of securities sold. In contrast,...
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Securities Regulation
Flint, George - 2017
Texas federal courts have continued to narrow the application of Texas securities laws. The Fifth Circuit applied the federal class action preemption test of Securities Litigation Uniform Standards Act of 1998 (“SLUSA”) after consolidation in federal court, but permitted unconsolidated state...
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Securities Regulation
Flint, George - 2017
Securities law opinions during this period fall into two categories. The first deals with incompetent lawyers. In Miller, a state court reinstated a cease and desist order against an issuer whose lawyer failed to object to a witness's testimony when a co-defendant's counsel did. In In re Next...
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Securities Regulation
Flint, George - 2017
Securities law opinions under Texas law during this period can be divided into two groups. The first group deals with various fraudulent schemes targeted by the Board. The "free lunch" scam, aimed at senior investors, surfaced in Head v. State where the scammer lost the appeal because the...
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Private and Public Enforcement of Securities Regulation
Jackson, Howell E. - 2017
This chapter examines the impact of private and public enforcement of securities regulation on the development of capital markets. After a review of the literature, it considers empirical findings related to private and public enforcement as measured by formal indices and resources, with...
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Securities Regulation
Flint, George - 2017
During the survey period, the Texas courts dealt with several cases concerning the scope of the Texas Securities Act and Texas Stock Fraud Act. For both the Texas Securities Act and the Texas Stock Fraud Act, they began to consider whether equity interests in limited liability companies are...
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International loans, bonds, guarantees, legal opinions
Wood, Philip - 2019 - Third edition
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Comparative law of security interests and title finance
Wood, Philip - 2019 - Third edition
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Security interests and title finance : jurisdictions of the world
Wood, Philip - 2019 - First edition
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Wertpapier-Compliance in der Praxis : eine Kommentierung aktueller Rechtspflichten
Renz, Hartmut T. (ed.); Hense, Dirk (ed., contributor);  … - 2019 - 2., neu bearbeitete und wesentlich erweiterte Auflage
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Return and liquidity response to fraud and sec investigations
Morris, Brandon C. L.; Egginton, Jared F.; Fuller, … - In: Journal of economics and finance 43 (2019) 2, pp. 313-329
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Deržavni ta miscevi cinni papery jak obʺjekty finansovo-pravovoho rehuljuvannja : monohrafija
Kovalko, Natalija Mykolaïvna - 2019
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Chinese business law
Yu, Danling - 2019
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Chinese Business Law
Yu, Danling - 2019
This book offers the first definitive English-language resource on Chinese business law. Written by an authoritative source, the book accurately describes what the business law is and explains legislative intentions underlying the myriad of law, rules, and regulations. Moreover, it provides the...
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The readability of company responses to SEC comment letters and SEC 10-K filing review outcomes
Cassell, Cory A.; Cunningham, Lauren M.; Lisic, Ling Lei - In: Review of accounting studies 24 (2019) 4, pp. 1252-1276
Persistent link: https://ebtypo.dmz1.zbw/10012135799
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Disclosure and the outcome of securities litigation
Cutler, Joshua; Davis, Angela K.; Peterson, Kyle - In: Review of accounting studies 24 (2019) 1, pp. 230-263
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