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  • Search: subject_exact:"Supervisory authority"
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Year of publication
Subject
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Aufsichtsbehörde 1,509 Regulatory agency 1,509 Regulierung 570 Regulation 559 supervisory authority 248 internal controls 190 risk management 183 USA 182 supervisory authorities 181 United States 179 money laundering 178 international standards 170 Deutschland 160 Germany 158 banking supervision 150 due diligence 150 EU countries 149 EU-Staaten 149 suspicious transactions 148 internal audit 145 reporting requirements 144 Welt 143 World 143 terrorist financing 140 life insurance 136 supervisory framework 135 financial intelligence unit 134 Bankenaufsicht 133 Banking supervision 133 law enforcement 129 competent authorities 128 information exchange 128 Financial sector 127 accounting standards 125 enforcement powers 124 risk profile 124 foreign branches 122 good faith 121 share information 120 foreign banks 119
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Online availability
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Free 604 Undetermined 193 Digitizable 16 CC license 9
Type of publication
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Book / Working Paper 971 Article 706 Journal 85
Subcategories
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Article in journal 469 Working paper 374 Book section 219 Government document 129 Annual report 31 Proceedings 28 Statistics 9 Law 8 Case study 5 Report 5 Handbook 4 Biography 2 Glossary included 2 Literature review 2 Reference work 2 Textbook 2
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Language
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English 1,089 German 254 Undetermined 232 Russian 70 French 35 Polish 23 Italian 16 Spanish 14 Czech 8 Portuguese 7 Dutch 5 Bulgarian 4 Swedish 4 Danish 3 Norwegian 3 Croatian 2 Hungarian 2 Lithuanian 2 Slovak 2 Bosnian 1 Romanian 1 Ukrainian 1 Venda 1
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Author
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Masciandaro, Donato 19 Quintyn, Marc 18 Berndt, Ernst R. 12 Estache, Antonio 11 Philipson, Tomas J. 10 Lodge, Martin 9 Lucca, David O. 9 Blättchen, Wolfgang 8 Gottschalk, Adrian H. B. 7 Nespethal, Uwe 7 Strobeck, Matthew W. 7 Baldwin, Robert 6 Balling, Morten 6 Cave, Martin 6 Strausz, Roland 6 Agarwal, Sumit 5 Borio, Claudio E. V. 5 David, Guy 5 Eisenbach, Thomas M. 5 Figueiredo, John M. de 5 Ize, Alain 5 Jin, Ginger Zhe 5 Kim, James J. 5 Lannoo, Karel 5 Markowitz, Sara 5 Novoa, Alicia 5 Schoenmaker, Dirk 5 Seru, Amit 5 Torre, Augusto de la 5 Townsend, Robert M. 5 Trebbi, Francesco 5 Aksoy, Cevat Giray 4 Armour, John 4 Asim, Minahil 4 Brunner, Greg 4 Franckx, Laurent 4 Frank, Jeff 4 Gilardi, Fabrizio 4 Goldstein, Andrea 4 Harhoff, Dietmar 4
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Institution
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International Monetary Fund (IMF) 238 International Monetary Fund 226 OECD 47 National Bureau of Economic Research 17 United States / Congress / House / Committee on Interstate and Foreign Commerce 15 Bundesnetzagentur für Elektrizität, Gas, Telekommunikation, Post und Eisenbahnen 8 SUERF - The European Money and Finance Forum 6 Federal Trade Commission 5 Monopolkommission 5 Deutschland / Deutscher Bundestag 4 Kanada / Department of Regional Industrial Expansion 4 Nomos Verlagsgesellschaft 4 USA / Federal Trade Commission 4 USA / National Civil Aviation Review Commission 4 Bundesanstalt für Finanzdienstleistungsaufsicht 3 Coöperatieve Centrale Raiffeisen-Boerenleenbank 3 De Nederlandsche Bank 3 Deutschland / Bundesamt für Soziale Sicherung 3 Edward Elgar Publishing 3 Norwegen / Kredittilsynet 3 Robert Schuman Centre for Advanced Studies 3 Rundfunk und Telekom Regulierungs-GmbH 3 Ungarn / Pénzügyi Szervezetek Állami Felügyelete 3 Autorité des Services et Marchés Financiers 2 Bolivien / Superintendencia de Electricidad 2 Colloquium The Quest for Stability <2009, Utrecht> 2 Deutschland / Bundesministerium für Wirtschaft 2 Deutschland / Bundesministerium für Wirtschaft und Technologie 2 Deutschland / Bundesversicherungsamt 2 Europäisches Parlament / Policy Department for Economic, Scientific and Quality of Life Policies 2 Instytut Ekonomiky <Kiew> 2 International Organization of Securities Commissions 2 Internationaler Währungsfonds 2 Interstate Commerce Commission 2 OECD / International Transport Forum 2 Schulthess Juristische Medien 2 Tennessee Valley Authority 2 USA / Communications Commission 2 USA / Congress / Senate / Committee on Commerce, Science, and Transportation 2 USA / Congress / Senate / Committee on Governmental Affairs 2
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Published in...
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IMF Staff Country Reports 225 The Oxford handbook of regulation 34 Working paper / National Bureau of Economic Research, Inc. 20 The Governance of Regulators 18 NBER working paper series 17 NBER Working Paper 15 IMF Working Papers 14 Voprosy ėkonomiki : ordena trudovogo krasnogo znameni ežemesjačnyj žurnal ; Vserossijskoe ėkonomičeskoe izdanie 14 Auditing, trust and governance : regulation in Europe 13 Regulatory governance in developing countries 13 The governance of regulators 13 Regulating development : evidence from Africa and Latin America 12 Finanz-Betrieb : FB ; Zeitschrift für Unternehmensfinanzierung und Finanzmanagement 10 SUERF studies 7 Wirtschaftsdienst : Zeitschrift für Wirtschaftspolitik 7 Policy research working paper : WPS 6 Controlling corporate crime 5 Energiewirtschaftliche Tagesfragen : et ; Zeitschrift für Energiewirtschaft, Recht, Technik und Umwelt 5 IMF working paper 5 Regulation through agencies in the EU : a new paradigm of European governance ; [conference organised on 18-19 March, 2004 by the Institut d'Etudes Juridiques Européennes (IEJE) of the University of Liège] 5 The electricity journal 5 The journal of law & economics 5 Unternehmen im globalen Umfeld - Aufsicht, Unternehmensstrafrecht, Organhaftung und Schiedsgerichtsbarkeit in Ostasien und Deutschland - fünftes Internationales Symposium der Fritz Thyssen Stiftung in Köln 5 Wirtschaft und Wettbewerb 5 Working paper 5 Bank-Archiv : Zeitschrift für das gesamte Bank- und Börsenwesen : journal of banking and financial research 4 Discussion paper / Centre for Economic Policy Research 4 Economia e politica industriale 4 Europäische Hochschulschriften 4 International journal of auditing : IJA 4 Journal of regulatory economics 4 Policy Research Working Paper 4 Verhandlungen des Deutschen Bundestages / Drucksachen 4 Welche Aufsicht braucht der Dritte Sektor? 4 Zeitschrift für neues Energierecht : ZNER 4 Accounting, organizations and society : an international journal devoted to the behavioural, organizational and social aspects of accounting 3 Bankaufsichtsrecht : Entwicklungen und Perspektiven 3 Betriebswirtschaftliche Forschung und Praxis : BFuP 3 Der Schweizer Treuhänder : Monatsschrift für Wirtschaftsprüfung, Rechnungswesen, Unternehmens- und Steuerberatung ; offizielles Organ der Treuhand-Kammer 3 EUI working paper / RSC 3
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Source
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ECONIS (ZBW) 1,519 RePEc 240 EconStor 3
Showing 1 - 50 of 1,619
 
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Who's behind the wheel? : assessing internet regulatory agencies' autonomy from corporate interests
Antoine, Elise - 2026
Global agencies such as the Internet Corporation for Assigned Names and Numbers (ICANN), the Internet Engineering Task Force (IETF), and the World Wide Web Consortium (W3C) play a central role in internet governance, developing the rules, guidelines, and procedures that shape both the...
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015618115
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Disbanding the Federal Communications Commission?
Jamison, Mark A. - 2026
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Disbanding the federal communications commission
Jamison, Mark A. - 2026
Book / Working Paper
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Data-driven supervision and the reduction of supervisory burden : a conceptual and operational framework for national competent authorities
Gentilini, Andrea - 2026
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015675072
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Data-driven supervision in a decentralised supervisory environment
Gentilini, Andrea - 2026
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Report on simplification of EU financial law
Gortsos, Christos V.; Annunziata, Filippo; Ramos … - 2026
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Geopolitical risks and their influence on banks' sustainability : a status review
Bopp, Robert E. - 2026
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Review of the analytical framework supporting financial policy at the Bank of England
2025
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The independence of national regulatory authorities in EU energy law : recent developments in the case-law of the Court of Justice of the European Union
2025
EU energy law requires that energy regulators are independent. They must be able to exercise their powers impartially and without interference by public or private entities or any government or other political entities. The independence is required to ensure compliance with EU rules and...
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AI Projects in Financial Supervisory Authorities
Bains, Parma - 2025
This paper discusses the imperative for financial supervisory authorities to enhance their toolkit through the adoption of Artificial Intelligence in response to the growing digitalization of financial services. It aims to assist authorities in safely and effectively overseeing applications of...
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015613008
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Explaining institutional change in global financial regulation
Linder, Simon; Rixen, Thomas - 2025
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The use of artificial intelligence for policy purposes : report submitted to the G20 Finance Ministers and Central Bank Governors
2025
The report examines how central banks, financial regulators and supervisory authorities are using AI for policy purposes. They regularly work with vast data sets and complex decision-making processes to safeguard monetary and financial stability and ensure the integrity of payment systems. New,...
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Applying regulatory impact assessment at regulatory authorities : A methodology for assessing the economic, social and environmental impacts of regulation
2025
Economic regulators make decisions in sectors such as energy, water, telecommunications and transportation that significantly affect citizens, businesses and the environment. The quality of their decisions depends on their ability to systematically assess potential impacts and consider the most...
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Identification of key challenges of insurance market regulation in the context of globalisation and integration into the European market
Bulancov, Illja - 2025
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Identification of key challenges of insurance market regulation in the context of globalisation and integration into the European market
Bulancov, Illja - 2025
Article
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BAS-Report ...
Deutschland / Bundesamt für Soziale Sicherung - Bonn : Bundesamt für Soziale Sicherung - 2024-
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015456005
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Liberalism and the regulatory state
Veljanovski, Cento G. - 2025
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Administrative audit regulation and the quality of accounting information : evidence from China securities regulatory commission's random inspection system
Chen, Hui; Zhuang, Wanting; Wang, Zijia; Zhou, Anzhe - 2024
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015062800
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Financial fraud, wrongdoing, and regulation : a review of recent cases from the US banking industry
Bryant, Murray; Þröstur Olaf Sigurjónsson - 2025
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Regulation from the inside? : internal supervision in Dutch pension funds
Zwan, Natascha van der; Golka, Philipp - 2024
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Uncertain regulations, definite impacts : the impact of the US securities and exchange commission's regulatory interventions on crypto assets
Saggu, Aman; Ante, Lennart; Kopiec, Kaja - 2025
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Second Progress Review of Latvia’s Public Utilities Commission : Driving Performance
2024
Regulators act as “market referees”, balancing the often-competing interests of stakeholders such as governments, current and future actors in the markets, and consumers. At the same time, markets are rapidly changing due to new technologies, the international drive toward carbon-neutral...
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Komercinio nekilnojamojo turto rizikų stebėsenos sąranga
Skinkys, Daumantas - 2024
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Is the PCAOB enforcement approach aligned with its mandate? : perspectives of sanctioned auditors and former PCAOB enforcement staff
Cannon, Nathan; Lamoreaux, Phillip; Maksymov, Eldar; … - 2025
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015463637
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Unveiling regulatory operations : a data set of the determinants, process, and outcomes of product defect investigations by the U.S. automotive safety regulator
Damavandi, Hoorsana; Astvansh, Vivek - 2025
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Georgia : Technical Assistance Report-Cyber Risk: Regulation, Supervision and Testing
2024
The technical mission aimed to strengthen the cyber risk regulation and supervision, and testing for the National Bank of Georgia (NBG). The mission focused on (i) an assessment of NBG's cyber risk regulation, (ii) an assessment of cyber risk supervisory arrangements of NBG, (iii) assisting in...
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In defense of central bank independence against its enthusiasts
González-Páramo, José Manuel - 2024
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Who watches the watchmen? : local news and police behavior in the United States
Mastrorocco, Nicola; Ornaghi, Arianna - 2025
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Who watches the watchmen? : local news and police behavior in the United States
Mastrorocco, Nicola; Ornaghi, Arianna - 2022
Book / Working Paper
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Who watches the watchmen?Local news and police behavior in the United States
Mastrorocco, Nicola; Ornaghi, Arianna - 2020
Book / Working Paper
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Supervision of financial audit activity in the Republic of Moldova : reforms and opportunities for modernization
Iachimovschi, Anatolie - 2024
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015399488
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The impact of regulatory design change on financial reporting outcomes : evidence from a Quasi-natural experiment
Ahn, Jae Hwan; Han, Jung Seung; Choi, Hoyong - 2025
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The Japanese Financial Services Agency from 1998 to 2010 : a regulatory state in the making
Larrouturou, Guillaume - 2025
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Non-majoritarian institutions - a menace to constitutional democracy?
Voigt, Stefan - 2023
Over the last couple of decades, non-majoritarian institutions (NMIs) have been introduced in many countries. Of late, they have been criticized as promoting technocracy to the detriment of democracy. A number of political scientists even argue that they would strengthen populists and be, hence,...
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The Regulatory State in Developing Countries : Redistribution and Regulatory Failure in Brazil
Donadelli, Flavia; van der Heijden, Jeroen - 2023
Following the traditional doctrine of the ‘regulatory state’, regulatory agencies should be given very focused mandates and stay away from the politicized realm of distributive policies and decisions. An opposing perspective would state that if regulatory agencies can contribute to economic...
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Fraud, people and the "jammy pants audit" : implications for auditing regulators and firms
Hermanson, Dana R. - 2025
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Regulation of DeFi Lending : Agency Supervision on Decentralization
Kwon, Sean - 2023
The rise of intermediary-less decentralized finance (“DeFi”) lending has led many to wonder how it should be regulated. Although DeFi lending could potentially offer reduced risks of centralization and market frictions, investors in DeFi lending are currently exposed to centralized risks and...
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Does regulatory and supervisory independence affect financial stability?
Fraccaroli, Nicolò; Sowerbutts, Rhiannon; Whitworth, Andrew - 2025
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Market surveillance for effective consumer protection in the EU : the role of market surveillance authorities and their cross-border cooperation : study requested by the IMCO committee
Geraci, Matthew; Carletti, Giovanni; Gasperini, Michela; … - 2023
This study examines the role of market surveillance at EU and Member State level, analysing the EU market surveillance framework, its gaps and challenges, as well as cross-border cooperation between market surveillance authorities and collaboration with and among customs authorities for...
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Finanzmarktrecht : systematische Einführung mit Übungsfragen und Lösungen
Bärtschi, Harald; Bienert, Horst; Dietrich, Andreas; … - 2025 - 5. Auflage
Das Lehrbuch gewährt einen systematischen Überblick über das Schweizer Finanzmarktrecht samt einer ökonomischen Fundierung. Die fünfte Auflage berücksichtigt die jüngsten Entwicklungen der Gesetzgebung sowie die an den Finanzmärkten aufgetretenen Turbulenzen und deren Bewältigung,...
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The downfall of a railroad empire and its impact on leveraged financing, accounting, business and regulation : 1929–1936
Foltin, Craig; Flesher, Dale L.; Previts, Gary John - 2025
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Progress Review of Peru's Telecommunications Regulator : Driving Performance
2023
Regulators act as “market referees”, balancing often competing interests of stakeholders, including governments, current and future actors in the markets, and consumers. At the same time, markets are changing at an unprecedented pace due to new technologies, the international drive toward...
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The regulatory approach of James R. Doty : pcaob chair 2011-2018
Keyser, John D. - 2024
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Test on the law protection of minority investors in China : perspective of misrepresentation in securities market
Fang, Fang; Wang, Tian; Zhang, Yanfei - 2023
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Effective Regulation and Firm Compliance : The Case of German Privacy Policies
Gambato, Jacopo; Ganglmair, Bernhard; Krämer, Julia K. - 2024
This chapter explores the interaction between the enforcement of and compliance with difficult-to-enforce rules in the context of data regulation. We focus on the effect of the introduction of the GDPR and its transparency principle on the readability of privacy policies for a large sample of...
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Jahresbericht Telekommunikation
Bundesnetzagentur für Elektrizität, Gas, … - Bonn : Bundesnetzagentur für Elektrizität, Gas, … - 2022-
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Managing the Performance of Regulatory Agencies
Coglianese, Cary - 2022
Around the world, regulatory institutions have assumed central roles in making and implementing public policy decisions. How well regulatory leaders manage these institutions ultimately shapes the degree to which regulation can succeed in solving social and economic problems. This chapter seeks...
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Infrastrukturregulierung in Frankreich und Deutschland : eine Untersuchung der Unabhängigkeit nationaler Netzinfrastrukturregulierungsbehörden
Busmann, Christian - 2024 - 1. Auflage
Im Rahmen der Energieversorgung steht die Bundesnetzagentur verstärkt im Fokus der Öffentlichkeit. Dabei beschäftigt sich die Behörde nicht alleine mit Fragen der Energieversorgung. Hinzu treten Fragen der Netzinfrastrukturregulierung, die auch die Bereiche des Telekommunikations-, Post- und...
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Regulatory Rents : An Agency-Cost Analysis of the FTC Rulemaking Initiative
Barnett, Jonathan - 2022
The Federal Trade Commission’s initiative to use rulemaking powers to target “unfair methods of competition” under the FTC Act is part of a broader package of dramatic recent changes in antitrust enforcement policy and practice by FTC leadership. These changes, which have rejected the...
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Banken- und Kapitalmarktaufsicht und Verbraucherschutz : eine rechtsökonomische Untersuchung der Kompetenzen der BaFin zur Verbraucherrechtsdurchsetzung nach § 4 Abs. 1a FinDAG und der CPC-Verordnung
Adam, Jannik - 2024 - 1. Auflage
Die Arbeit zeigt die gestiegene Bedeutung des Verbraucherschutzes in der Aufsichtspraxis der BaFin auf und schlägt ein Konzept zur Abgrenzung des Einleger- und Anlegerschutzes vom Verbraucherschutz vor. Mithilfe der ökonomischen Analyse des Rechts werden die Fragen beantwortet, welche...
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Tätigkeitsbericht ...
Deutschland / Bundesamt für Soziale Sicherung - Bonn : Herausgeber: Bundesamt für Soziale Sicherung - 2019-2023
Persistent link: https://ebvufind01.dmz1.zbw.eu/10012628369
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Tätigkeitsbericht ...
Deutschland / Bundesamt für Soziale Sicherung - Bonn : Bundesamt für Soziale Sicherung - 2019-2023
Journal
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Regulatory Agencies and Private Damages in the EU : Bridging the Gap between Theory and Practice
Cherednychenko, Olha O. - 2022
Regulatory agencies have traditionally been concerned with deterring unlawful conduct in the public interest. This article explores the emerging role of agencies in securing compensation for individuals in mass damage situations resulting from violations of EU private law. It identifies three...
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Herausforderungen der Regulierung von und der Aufsicht über den Einsatz Künstlicher Intelligenz in der Versicherungswirtschaft
Oletzky, Torsten; Reinhardt, Armin - 2022
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The interplay of hybrid preferred and debt security innovation, macroeconomic variables and regulatory agencies from 1983-2016
Gamble, George O.; Lee, Beu; Noland, Thomas R.; … - 2024
Persistent link: https://ebvufind01.dmz1.zbw.eu/10015376413
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