A General Algorithm for Univariate Stratification
This paper presents a general algorithm for constructing strata in a population using "X", a univariate stratification variable known for all the units in the population. Stratum "h" consists of all the units with an "X" value in the interval<formula format="inline"><simplemath>["b"<sub>"h" - 1</sub>, "b<sub>h</sub>")</simplemath></formula>. The stratum boundaries<formula format="inline"><simplemath>{"b<sub>h</sub>"}</simplemath></form ula>are obtained by minimizing the anticipated sample size for estimating the population total of a survey variable "Y" with a given level of precision. The stratification criterion allows the presence of a take-none and of a take-all stratum. The sample is allocated to the strata using a general rule that features proportional allocation, Neyman allocation, and power allocation as special cases. The optimization can take into account a stratum-specific anticipated non-response and a model for the relationship between the stratification variable "X" and the survey variable "Y". A loglinear model with stratum-specific mortality for "Y" given "X" is presented in detail. Two numerical algorithms for determining the optimal stratum boundaries, attributable to Sethi and Kozak, are compared in a numerical study. Several examples illustrate the stratified designs that can be constructed with the proposed methodology. All the calculations presented in this paper were carried out with <tt>stratification</tt>, an R package that will be available on CRAN (Comprehensive R Archive Network). Copyright (c) 2009 The Authors. Journal compilation (c) 2009 International Statistical Institute.
Year of publication: |
2009
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Authors: | Baillargeon, Sophie ; Rivest, Louis-Paul |
Published in: |
International Statistical Review. - International Statistical Institute (ISI), ISSN 0306-7734. - Vol. 77.2009, 3, p. 331-344
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Publisher: |
International Statistical Institute (ISI) |
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