Anti-money laundering program and suspicious activity report filing requirements for registered investment advisors : practicalities and implications of FinCEN's proposed new rule
Jonathan A. Lopez, Courtney J. Linn, Edward Eisert and Lauren Muldoon
| Year of publication: |
2016
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|---|---|
| Authors: | Lopez, Jonathan A. ; Linn, Courtney J. ; Eisert, Edward ; Muldoon, Lauren |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 17.2016, 2, p. 54-60
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| Subject: | Anti-money laundering | Financial Crimes Enforcement Network (FinCEN) | Investment advisers | Regulatory | Securities enforcement | Geldwäsche | Money laundering | Kriminalpolitik | Criminal policy | Wirtschaftskriminalität | Economic crime | Rechtsdurchsetzung | Law enforcement | Anlageberatung | Financial advisors | Regulierung | Regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-04-2016-0016 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011523896