Audit Defense : A Management Audit Readiness Guide

1. Objectives, Focus and Description of the Text -- Section I: Corporate Governance and the Audit Process -- 2. Responsibilities, Regulations, Control Frameworks -- 3. The Audit Beginning -- 4. Audit Field Work -- 5. Audit Conclusion -- Section II: Controls Overview -- 6.Types of Audits and Categories of Controls -- 7. Administrative Controls Established by Audit Clients -- 8. Physical Controls that Provide Safeguards -- 9. System and Application Access Controls -- 10. Enterprise Operational Controls -- 11. Separation of Duties -- 12. Application Controls -- 13. Recent Challenges -- Section III: Pro-active Measures -- 14. Identification of Exposures and Issues -- 15. Risk Management -- 16. Testing -- Section IV: Mock Audits -- 17. Preparation Steps for Mock Audits Roles -- 18. Mock Audit Field Work -- 19. Mock Audit Field Work. .