Australia : IOSCO objectives and principles of securities regulation ; detailed assessment of implementation

[International Monetary Fund, Monetary and Capital Markets Department]

The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including some identified in the 2006 assessment. Australian Securities and Investments Commission's (ASIC) operational independence and sufficiency of resources are overarching concerns which impair its ability to discharge its supervisory functions adequately and effectively across the entire regulated population

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Year of publication:	2012
Institutions:	Internationaler Währungsfonds / Monetary and Capital Markets Department (contributor)
Publisher:	Washington, DC : Internat. Monetary Fund
Subject:	Finanzmarkt \| Financial market \| Finanzmarktregulierung \| Financial market regulation \| Finanzmarktaufsicht \| Financial supervision \| Australien \| Australia

Extent:	Online-Ressource graph. Darst.
Series:	IMF country report. - Washington, DC : IMF, ZDB-ID 2390611-X. - Vol. 12/314 IMF Staff Country Reports
Type of publication:	Book / Working Paper
Type of publication (narrower categories):	Graue Literatur ; Non-commercial literature
Language:	English
Notes:	"November 2012 "International Monetary Fund, Monetary and Capital Markets Department At head of title: Financial Sector Assessment Program update Systemvoraussetzungen: Acrobat Reader Cover; Contents; Glossary; I. Summary; II. Introduction; III. Information and Methodology Used for Assessment; IV. Regulatory Structure; Tables; 1. Trading Volume, Market Share, and Regulatory Status of the 20 Most Important ASX Members in 2011; 2. Funds Under Management (FUM) by 20 Largest Responsible Entities on Dec 31, 2011; V. Legal Framework; VI. Market Structure; A. Market Intermediaries; B. Collective Investment Schemes; C. Markets; 3: Funds Under Management in Retail MIS at December 31, 2011; 4: Trading Volumes by Instrument Type on ASX from 2006-07 to 2010-11 D. Preconditions for Effective Securities RegulationVII. Main Findings; 5. Summary Implementation of the IOSCO Principles-Detailed Assessments; 6. Recommended Action Plan to Improve Implementation of the IOSCO Principles; VIII. Authorities' Response to the Assessment; A. Introduction; IX. Detailed Assessment; 7. Detailed Assessment of Implementation of the IOSCO Principles Electronic reproduction; Available via World Wide Web
ISBN:	978-1-4755-6341-2 ; 978-1-4755-6341-2
Source:	ECONIS - Online Catalogue of the ZBW

Persistent link: https://www.econbiz.de/10009679485