Best Execution: A Look at Rule 11Ac1–5 Compliance and Competitive Analysis

Here you will find practical analysis of the rule and how it will work in the real world. It has a particular application to compliance officers who are charged with that responsibility to see to it that the rule is properly implemented and enforced. There is also some forward looking analysis of what problems or questions the new rule may bring.

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Year of publication:	2001
Authors:	SHAPIRO, ALAN
Published in:	Journal of Investment Compliance. - MCB UP Ltd, ISSN 1758-7476, ZDB-ID 2048718-6. - Vol. 2.2001, 2, p. 23-29
Publisher:	MCB UP Ltd

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Type of publication:	Article
Type of publication (narrower categories):	review-article
Language:	English
Other identifiers:	10.1108/eb045906 [DOI]
Source:	Other ZBW resources

Persistent link: https://www.econbiz.de/10014893496