CFTC harmonization rules : CPOs of RICs benefit from "substituted compliance"
Daphne G. Frydman and Raymond A. Ramirez
| Year of publication: |
2014
|
|---|---|
| Authors: | Frydman, Daphne G. ; Ramirez, Raymond A. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 1, p. 17-24
|
| Subject: | Securities and exchange commission (SEC) | Investment adviser | Commodity futures trading commission (CFTC) | Commodity pool operator (CPO | Harmonization rules | Registered investment company (RIC) | Fund | CFTC Rule 4.5 | CFCs | Investmentfonds | Investment Fund | Warenbörse | Commodity exchange | Rohstoffderivat | Commodity derivative | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10010366733