CFTC modernizes Rule 1.31 recordkeeping requirements
David S. Mitchell, Robert M. McLaughlin, William J. Breslin, Victoria T. Mazgalev and Scott I. Golden
| Year of publication: |
2017
|
|---|---|
| Authors: | Mitchell, David S. ; McLaughlin, Robert M. ; Breslin, William J. ; Mazgalev, Victoria T. ; Golden, Scott I. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 4, p. 45-49
|
| Subject: | Asset management | Derivatives | Financial Industry Regulatory Authority (FINRA) | Broker-dealer regulation | Restructuring and insolvency | Securities enforcement and regulation | Regulierung | Regulation | Finanzmarktregulierung | Financial market regulation | Derivat | Derivative | Insolvenz | Insolvency | Bankenregulierung | Bank regulation | Bankenaufsicht | Banking supervision | Kapitalmarktrecht | Financial markets law | Rechtsdurchsetzung | Law enforcement |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-08-2017-0048 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011808535