Summary: The European Securities and Markets Authority (ESMA) published a Consultation Paper on Guidelines on the information that should beperiodically submitted to ESMA by credit rating agencies (CRAs). In this Final Report, ESMA considers the responses received to the consultation paper during Q3 2014 and adoptsthe final guidelines. The guidelines are published under Article 16 of Regulation EU No 1095/2010 of the European Parliament and of the Council of 24 November 2010, which enables ESMA to publish guidelines addressed to financial market participants with a view to establishing consistent, efficient and effective supervisory practices. These guidelines do not apply to certified CRAs. In light of these Guidelines, CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation (ESMA/2010/944) of 30 August 2010 will no longer apply.
Physical Description: 22 Seiten p.
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