FINRA report on broker-dealer management of conflicts of interest
Scott Anderson
| Year of publication: |
2014
|
|---|---|
| Authors: | Anderson, Scott |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 1, p. 62-64
|
| Subject: | Conflict of interest | Compliance policies and procudures | Financial Industry Regulatory Authority (FINRA) | Broker-dealer | New products | Compensation practices | Finanzmarktregulierung | Financial market regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10010366723