Le condizioni di efficienza per l’attività di compliance nelle banche: l’importanza dell’autonomia e dell’indipendenza

Compliance is an opportunity that both Authorities and Banks must develop and exploit in order for them to respectively consolidate their own role and their position in the market. It’s the responsibility of the top management (board of directors) to structure, manage and monitorize the activity of Compliance, breaking any cause that might allow behaviour of opportunism in the management or any clash of interests.

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Year of publication:	2009-03-09
Authors:	ALBERICI, Adalberto
Institutions:	Dipartimento di Economia, Management e Metodi Quantitativi (DEMM), Università degli Studi di Milano
Subject:	Mifid \| compliance \| authorities \| governance

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Extent:	application/pdf
Series:	Departmental Working Papers.
Type of publication:	Book / Working Paper
Classification:	G21 - Banks; Other Depository Institutions; Mortgages ; G34 - Mergers; Acquisitions; Restructuring; Corporate Governance ; G38 - Government Policy and Regulation ; K4 - Legal Procedure, the Legal System, and Illegal Behavior ; M14 - Corporate Culture; Social Responsibility
Source:	RePEc - Research Papers in Economics

Persistent link: https://www.econbiz.de/10005007438