Personal Financial Planning - HOW TO PREVENT INVESTMENT ADVISER FRAUD - Under federal law investment advisers are fiduciaries and must disclose all potential conflicts of interest to clients. This article offers a practical approach to complying with these regulations. For CPAs who offer investment advisory services.
| Year of publication: |
2006
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| Authors: | Carroll, Brian |
| Published in: |
Journal of accountancy : publication of the American Institute of Certified Public Accountants. - Jersey City, NJ : Inst., ISSN 0021-8448, ZDB-ID 2193590. - Vol. 201.2006, 1, p. 40-50
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