Recent SEC enforcement actions put spotlight on probibited short selling
Stephen Wink, Christopher Clark, Stefan Paulovic and Kathleen Whipple
| Year of publication: |
2014
|
|---|---|
| Authors: | Wink, Stephen ; Clark, Christopher ; Paulovic, Stefan ; Whipple, Kathleen |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 1, p. 41-44
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| Subject: | United States | Securities and Exchange Commission (SEC) | Short selling | Policies and procedures | Prohibited practices | Rule 105 of Regulation M | USA | Finanzmarktregulierung | Financial market regulation | Finanzmarktaufsicht | Financial supervision | Leerverkauf | Wertpapierrecht | Securities law | Regulierung | Regulation | Wertpapierhandel | Securities trading |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10010366728