Regulating (from) the inside : the legal framework for internal control in banks and financial institutions
Iris H-Y Chiu
| Year of publication: |
2015
|
|---|---|
| Authors: | Chiu, Iris H. Y. |
| Publisher: |
Oxford : Hart Publishing |
| Subject: | Bankenregulierung | Bank regulation | Finanzmarktregulierung | Financial market regulation | EU-Politik | EU policies | EU-Staaten | EU countries | Großbritannien | United Kingdom | Europäische Union | Kreditmarkt | Regulierung | Kapitalmarktrecht | Internes Kontrollsystem | Bankrecht |
| Description of contents: | Table of Contents [gbv.de] ; Table of Contents [swbplus.bsz-bw.de] |
| Extent: | xix, 335 Seiten |
|---|---|
| Type of publication: | Book / Working Paper |
| Language: | English |
| Notes: | The role of internal control in the meta-regulation of financial institutions -- The role of compliance -- The role of risk management -- The role of internal audit -- The contextual frameworks of corporate governance and organisational culture -- Regulating aspects of corporate governance and organisational culture as a broader framework for internal control -- Incentive-based approaches to improve internal control efficacy : enforcement and whistleblowing -- The need for enhanced professionalism for internal control functions -- Concluding remarks. |
| ISBN: | 978-1-84946-525-0 ; 978-1-5099-2009-9 |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10013551085