A review of the SEC Participating Affiliate No-Action Letters' relief from Investment Advisers Act of 1940 registration for foreign investment advisers
Wendy E. Cohen, David Y. Dickstein, Christian B. Hennion, Richard D. Marshall, Allison C. Yacker and Lance A. Zinman
| Year of publication: |
2017
|
|---|---|
| Authors: | Cohen, Wendy E. ; Dickstein, David Y. ; Hennion, Christian B. ; Marshall, Richard D. ; Yacker, Allison C. ; Zinman, Lance A. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 4, p. 22-28
|
| Subject: | US Securities and Exchange Commission (SEC) | Participating affiliate | Registration | Exemption | Foreign investment adviser | Unibanco | Auslandsinvestition | Foreign investment | USA | United States | Finanzmarktaufsicht | Financial supervision | Wertpapierrecht | Securities law | Kapitalmarktrecht | Financial markets law | Finanzmarktregulierung | Financial market regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-08-2017-0057 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011808467