SEC and FDIC proposed rules on the orderly liquidation of certain large broker-dealers
Andrew Blake, Robert Robinson, Alex Rovira and Charles Sommers
| Year of publication: |
2016
|
|---|---|
| Authors: | Blake, Andrew ; Robinson, Robert ; Rovíra, Álex ; Sommers, Charles |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 17.2016, 3, p. 42-48
|
| Subject: | Securities and Exchange Commission (SEC) | Dodd-frank | Covered broker-dealer | Federal Deposit Insurance Corporation | Orderly liquidation | Securities Investor Protection Act | Einlagensicherung | Deposit insurance | Finanzmarktaufsicht | Financial supervision | Anlegerschutz | Investor protection | Wertpapierrecht | Securities law | Wertpapierhandel | Securities trading | Kapitalmarktrecht | Financial markets law | Finanzmarktregulierung | Financial market regulation | Liquidation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-07-2016-0029 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011623096