SEC approves amendment to FINAR IPO allocation rule 5131m easing compliance for fund investors
Charles S. Gittleman, Russell D. Sacks and Jennifer D. Morton
| Year of publication: |
2014
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|---|---|
| Authors: | Gittleman, Charles S. ; Sacks, Russell D. ; Morton, Jennifer D. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 15.2014, 1, p. 52-57
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| Subject: | United States | Securities and Exchange Commission (SEC) | Allocation | Financial Industry Regulatory Authority (FINAR) | Initial public offering (IPO) | Spinning | USA | Börsengang | Initial public offering | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation | Wertpapierrecht | Securities law | Emissionsgeschäft | Underwriting business | Kapitalmarktrecht | Financial markets law | Börsenkurs | Share price | Allokation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10010366725