SEC proposes sweeping new liquidity risk management rules for mutual funds and ETFs
Michael Rosella, Bill Belitsky and Alexandra Marghella
| Year of publication: |
2016
|
|---|---|
| Authors: | Rosella, Michael ; Belitsky, Bill ; Marghella, Alexandra |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 17.2016, 1, p. 74-82
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| Subject: | Securities and Exchange Commission (SEC) | Exchange-traded fund (ETF) | Liquidity risk | Liquidity risk management program | Open-end mutual fund | Swing pricing | Investmentfonds | Investment Fund | Indexderivat | Index derivative | Finanzmarktaufsicht | Financial supervision | Portfolio-Management | Portfolio selection | Risikomanagement | Risk management | Wertpapierhandel | Securities trading | Betriebliche Liquidität | Corporate liquidity | Liquidität | Liquidity |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-02-2016-0010 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011523741