Strategies for compliance : tools, techniques and challenges in financial services

Introduction -- A new approach to compliance and the lessons from Wells Fargo -- Compliance and 'whistleblowing' and corporate psychology -- Compliance and Regulators -- Finding the right people and the key functions of the compliance organisation -- The operational tools of compliance -- 'Culture' within a business: structural and psychological issues and the role of compliance -- Training Corporate Organisations to be Compliant -- Lessons for Compliance officers from Regulatory Enforcement: the UK experience -- Lessons for Compliance officers from Regulatory enforcement actions and guidance: the US experience -- Conclusion.