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The municipal advisor regulatory framework : where we are and where to next
Lanza, Ernesto, (2017)
SEC adopts rule to implement Dodd-Frank CEO pay ratio disclosure requirement
Parrino, Richard J., (2016)
SEC staff expands relief from broker-dealer registration under US Securities Exchange Act for intermediaries in private M&A transactions
Kahn, Henry, (2014)
The SEC’s Municipal Advisor Rule will prompt new practices for market participants
Bannard, David, (2014)