US securities and exchange commission's division of investment management issues guidance regarding robo-advisers
Stephanie M. Monaco, Amy Ward Pershkow, Leslie S. Cruz, Peter M. McCamman, Andrew D. Getsinger and Adam Kanter
| Year of publication: |
2017
|
|---|---|
| Authors: | Monaco, Stephanie M. ; Pershkow, Amy Ward ; Cruz, Leslie S. ; McCamman, Peter M. ; Getsinger, Andrew D. ; Kanter, Adam |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 18.2017, 3, p. 26-33
|
| Subject: | United States | Securities and Exchange Commission (SEC) | Office of Compliance Inspections and Examinations (OCIE) | Compliance | Electronic investment advice | Robo-advisers | USA | Finanzmarktaufsicht | Financial supervision | Wertpapierrecht | Securities law | Finanzmarktregulierung | Financial market regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Other identifiers: | 10.1108/JOIC-06-2017-0035 [DOI] |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011804762