What will the "eyes and ears" of the SEC choose to see and hear this year? : OCIE announces examination priorities for 2015
Kenneth Berman, Michael P. Harrell and Gregory Larkin
| Year of publication: |
2015
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|---|---|
| Authors: | Berman, Kenneth ; Harrell, Michael P. ; Larkin, Gregory |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 2278191-2. - Vol. 16.2015, 2, p. 26-29
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| Subject: | Cybersecurity | Securities and exchange commission (SEC) | Office of compliance inspections and examinations (OCIE) | National exam program | Systemic risk | Finanzmarktaufsicht | Financial supervision | Finanzmarktregulierung | Financial market regulation |
| Type of publication: | Article |
|---|---|
| Type of publication (narrower categories): | Aufsatz in Zeitschrift ; Article in journal |
| Language: | English |
| Source: | ECONIS - Online Catalogue of the ZBW |
Persistent link: https://www.econbiz.de/10011405518