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isPartOf:"Bank & Compliance"
~isPartOf:"IT-Governance"
~isPartOf:"Journal of securities operations & custody"
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Search: subject_exact:"Compliance-Management"
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Compliance management
19
Compliance-Management
19
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Bank & Compliance
IT-Governance
Journal of securities operations & custody
SpringerLink / Bücher
50
ZRFC : risk, fraud & compliance ; Prävention und Aufdeckung in der Compliance-Organisation
48
Handbuch Compliance-Management : konzeptionelle Grundlagen, praktische Erfolgsfaktoren, globale Herausforderungen
29
Springer eBook Collection
19
Research
15
HR-Compliance : Praxisleitfaden Compliance im Personalwesen
14
Schriftenreihe Compliance
13
Compliance Officer : das Augsburger Qualifizierungsmodell
12
Compliance in der Unternehmerpraxis
12
Comply : Know how für Compliance Verantwortliche
12
Compliance im Finanzdienstleistungsbereich
11
Compliance in der Unternehmerpraxis : Grundlagen, Organisation und Umsetzung
11
HMD : Praxis der Wirtschaftsinformatik
11
Close up on Compliance : Recht, Moral und Risiken ; Nahaufnahmen zu Compliance Management und Governance-Fragen
9
Compliance-Kommunikation : professionell - international - zielgruppengerecht
9
Interdisziplinäre Aspekte von Compliance
9
Risikominimierung durch Corporate Compliance
9
Compliance in Banken : Anwendungsgebiete des risikobasierten Ansatzes
8
essentials
8
Compliance : ein Thema für Betriebs- und Aufsichtsräte
7
Europäische Hochschulschriften / 2
7
Unternehmen und Wirtschaft
7
Wiley finance series
7
Zeitschrift für das gesamte Genossenschaftswesen : ZfgG
7
Bank-Praktiker : rechtssicher, revisionsfest, risikogerecht
6
Compliance für KMU : Praxisleitfaden für den Mittelstand
6
Corporate governance : the international journal for effective board performance
6
Governance, risk, and compliance handbook : technology, finance, environmental, and international guidance and best practices
6
Journal of business ethics : JOBE
6
Journal of business research : JBR
6
KICG-Forschungspapiere
6
Business & economics
5
Corporate Compliance und Arbeitsrecht : Mannheimer Arbeitsrechtstag 2009
5
Corporate Governance von Kreditinstituten : Anforderungen - Instrumente - Compliance
5
Corporate Governance, Risk Management und Compliance : innovative Konzepte und Strategien
5
International journal of disclosure and governance
5
Management information systems : mis quarterly
5
SIMAT-Arbeitspapiere
5
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ECONIS (ZBW)
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1
Wealth management requires a 360-degree compliance programme
Cowley, Jeffrey
- In:
Journal of securities operations & custody
14
(
2022
)
2
,
pp. 162-170
Persistent link: https://www.econbiz.de/10013433343
Saved in:
2
Understanding the value of enterprise compliance technology
Schaub, Adam
- In:
Journal of securities operations & custody
14
(
2021/2022
)
1
,
pp. 78-91
Persistent link: https://www.econbiz.de/10013184615
Saved in:
3
Compliance as a service : utilising the power of the cloud
Schindler, Karl
;
White, Andrew Patrick
- In:
Journal of securities operations & custody
11
(
2019
)
2
,
pp. 168-177
Persistent link: https://www.econbiz.de/10012028577
Saved in:
4
Second Markets in Financial Instruments Directive : firms should view the practical challenge of meeting the new record keeping, transaction reporting and best execution requiremen...
Smith, Matt
- In:
Journal of securities operations & custody
10
(
2017/2018
)
4
,
pp. 290-295
Persistent link: https://www.econbiz.de/10011976020
Saved in:
5
Key compliance priorities of investment advisers : a short global overview
Bornatico, Andrea M.
- In:
Journal of securities operations & custody
10
(
2017/2018
)
3
,
pp. 210-221
Persistent link: https://www.econbiz.de/10011890840
Saved in:
6
Regulatory reporting : success is found in a solid foundation
Gordon, Maryse
- In:
Journal of securities operations & custody
10
(
2017/2018
)
1
,
pp. 57-66
Persistent link: https://www.econbiz.de/10011855606
Saved in:
7
Anti-money laundering and sanctions compliance challenges for custody services
Levin, Sharon Cohen
;
Gutierrez, Franca Harris
;
Carroll, …
- In:
Journal of securities operations & custody
8
(
2015/2016
)
4
,
pp. 341-355
Persistent link: https://www.econbiz.de/10011667525
Saved in:
8
Reconciliations : the forefront of regulatory compliance procedures
Gordon, Maryse
- In:
Journal of securities operations & custody
8
(
2015/2016
)
4
,
pp. 356-363
Persistent link: https://www.econbiz.de/10011667530
Saved in:
9
Fraud Management : Abwehr von Kriminalität in der Organisation von Kreditinstituten und Finanzdienstleistern
Scherp, Dirk
-
2015
-
2. Aufl.
Persistent link: https://www.econbiz.de/10011287702
Saved in:
10
Governance im Umfeld von Asset-Management für Telekommunikationsdienstleister
Barths, Stephan
;
Horndasch, Robert
- In:
IT-Governance
,
(pp. 183-192)
.
2013
Persistent link: https://www.econbiz.de/10009787002
Saved in:
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