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isPartOf:"Compliance Officer : das Augsburger Qualifizierungsmodell"
~isPartOf:"The journal of investment compliance"
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Compliance Officer : das Augsburger Qualifizierungsmodell
The journal of investment compliance
Journal of business ethics : JOBE
53
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14
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ECONIS (ZBW)
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1
SEC applies whistleblower protections to confidentiality agreements
Adams, Daniel
;
Chunias, Jennifer
;
Hale, Robert
;
Newell, John
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 19-21
Persistent link: https://www.econbiz.de/10011445960
Saved in:
2
Has the SEC become the "Whistleblower's Advocate"?
Greer, Amy J.
;
Chan, Peter K. M.
- In:
The journal of investment compliance
16
(
2015
)
3
,
pp. 22-23
Persistent link: https://www.econbiz.de/10011445980
Saved in:
3
SEC touts whistleblower award to a compliance professional : use care in responding to reports of potential violations
Srere, Mark
;
Buchanan, Mary Beth
;
Koch, Elaine
;
Mammen, …
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 77-78
Persistent link: https://www.econbiz.de/10011344527
Saved in:
4
SEC's enforcement action against hedge fund adviser for retaliation against a whistleblower highlights challenges employers face
House, Bryan B.
;
Johnston, Pam L.
;
Worcester, Courtney
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 7-10
Persistent link: https://www.econbiz.de/10010461406
Saved in:
5
Whistleblowing : Hinweisgebersysteme als Bestandteil eines effektiven Compliance-Managements
Süße, Sascha
- In:
Compliance Officer : das Augsburger Qualifizierungsmodell
,
(pp. 195-217)
.
2014
Persistent link: https://www.econbiz.de/10010336602
Saved in:
6
SEC whistleblower bounties : ten things companies can do right now to stay ahead
McLucas, William R.
;
Wertheimer, Laura S.
;
Robinson, …
- In:
The journal of investment compliance
13
(
2012
)
1
,
pp. 39-40
Persistent link: https://www.econbiz.de/10009541845
Saved in:
7
SEC adopts final rules on Dodd-Frank Whistleblower Program
Clark, Michael E.
;
Lese, Laurence S.
;
Avett, F. Reid
- In:
The journal of investment compliance
12
(
2011
)
3
,
pp. 33-38
Persistent link: https://www.econbiz.de/10009385059
Saved in:
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