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isPartOf:"Managerial finance"
~isPartOf:"Discussion papers / CEPR"
~isPartOf:"The journal of investment compliance"
~isPartOf:"The journal of wealth management"
~subject:"Finanzmarktregulierung"
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Active short selling by hedge funds
Appel, Ian
;
Bulka, Jordan
;
Fos, Vyacheslav
-
2019
Persistent link: https://www.econbiz.de/10012172649
Saved in:
2
SEC requires hedge funds to prevent insider trading despite unsettled legal definition
Morgan, Nicolas
;
Zwickel, Art
;
Zaccaro, Thomas A.
; …
- In:
The journal of investment compliance
18
(
2017
)
1
,
pp. 63-64
Persistent link: https://www.econbiz.de/10011662110
Saved in:
3
Prepare for the magnifying glass : SEC hikes scrutiny of asset managers ; 4 steps to consider
Weiner, Perrie Michael
;
Hunnius, Patrick
;
Alexander, Grant
- In:
The journal of investment compliance
16
(
2015
)
1
,
pp. 49-51
Persistent link: https://www.econbiz.de/10011344585
Saved in:
4
SEC's enforcement action against hedge fund adviser for retaliation against a whistleblower highlights challenges employers face
House, Bryan B.
;
Johnston, Pam L.
;
Worcester, Courtney
- In:
The journal of investment compliance
15
(
2014
)
4
,
pp. 7-10
Persistent link: https://www.econbiz.de/10010461406
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