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~institution:"The Wharton Financial Institutions Center"
~institution:"USA / General Accounting Office"
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Search: subject_exact:"Financial market supervision"
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Financial supervision
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ECONIS (ZBW)
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1
Why do firms go dark? : Causes and economic consequences of voluntary SEC deregulations
Leuz, Christian
(
contributor
); …
-
2004
-
[Elektronische Ressource]
Persistent link: https://www.econbiz.de/10002444740
Saved in:
2
Capital regulation for position risk in banks, securities firms and insurance companies
Herring, Richard J.
(
contributor
); …
-
2003
-
[Elektronische Ressource]
Persistent link: https://www.econbiz.de/10002100100
Saved in:
3
Economic consequences of SEC disclosure regulation : evidence from the OTC Bulletin Board
Bushee, Brian J.
(
contributor
);
Leuz, Christian
(
contributor
)
-
2002
-
[Elektronische Ressource]
Persistent link: https://www.econbiz.de/10001685958
Saved in:
4
Financial regulation and supervision in the Euro area : a four-peak proposal
Di Giorgio, Giorgio
(
contributor
); …
-
2001
-
[Elektronische Ressource]
Persistent link: https://www.econbiz.de/10001547085
Saved in:
5
On-line trading : better investor protection information needed on brokers' web sites ; report to the Congressional Requesters
2000
Persistent link: https://www.econbiz.de/10001528826
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6
Mutual fund fees : additional disclosure could encourage price competition ; report to the Chairman, Subcommittee on Finance and Hazardous Materials, and the Ranking Member, Commit...
2000
Persistent link: https://www.econbiz.de/10001528827
Saved in:
7
Securities fraud : the internet poses challenges to regulators and investors ; statement of Richard J. Hillman, ..., testimony before the Permanent Subcommittee on Investigations,...
Hillman, Richard J.
-
1999
Persistent link: https://www.econbiz.de/10001525467
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8
SEC enforcement : responses to GAO and SEC recommendations related to microcap stock fraud ; report to congressional committees
1999
Persistent link: https://www.econbiz.de/10001722421
Saved in:
9
OTC derivatives : additional oversight could reduce costly sales practice disputes ; report to the honorable Edward J. Markey, House of Representatives
Markey, Edward J.
(
honouree
)
-
1997
Persistent link: https://www.econbiz.de/10000653592
Saved in:
10
Mutual funds : SEC adjusted its oversight in response to rapid industry growth ; report to congressional committees
1997
Persistent link: https://www.econbiz.de/10001644626
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