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~institution:"USA / Congress / Senate / Committee on Banking, Housing and Urban Affairs"
~institution:"USA / Government Accountability Office"
~language:"eng"
~subject:"Investmentfonds"
~subject:"United States"
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Financial market regulation : agencies engaged in consolidated supervision can strengthen performance measurement and collaboration ; report to Congressional committees
2007
Persistent link: https://www.econbiz.de/10003448304
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2
Mutual fund trading abuses : SEC consistently applied procedures in setting penalties, but could strengthen certain internal controls ; report to Congressional requesters
2005
Persistent link: https://www.econbiz.de/10003447832
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3
Public Utility Holding Company Act : opportuniteis exist to strengthen SEC's administration of the act ; report to the Ranking Minority Member, Committee on Energy and Commerce, an...
Markey, Edward J.
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contributor
)
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2005
Persistent link: https://www.econbiz.de/10003447938
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4
Mutual fund trading abuses : lessons can be learned from SEC not having detected violations at an earlier stage ; report to the Committee on the Judiciary, House of Representatives
2005
Persistent link: https://www.econbiz.de/10003447962
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5
Examining the impact of the Sarbanes-Oxley Act and developments concerning international convergence : hearing before the Committee on Banking, Housing, and Urban Affairs, United S...
2005
Persistent link: https://www.econbiz.de/10003229385
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6
The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the...
2004
Persistent link: https://www.econbiz.de/10003375460
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7
The Competitive Market Supervision Act : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate to accompany S. 2107 together with additional views
2000
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[Elektronische Ressource]
Persistent link: https://www.econbiz.de/10001594151
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8
Securities and Exchange Commission : programs and operations
Larimore, James N.
(
contributor
)
-
2008
Persistent link: https://www.econbiz.de/10003743749
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9
The Competitive Market Supervision Act S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second sessi...
2001
Persistent link: https://www.econbiz.de/10001647041
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10
Public ownership of US stock markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session on the b...
2001
Persistent link: https://www.econbiz.de/10001642329
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